Irvin L. Stephenson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Irvin Lamar Stephenson, who also goes by Tuck Stephenson Jr, was a registered financial professional .
Irvin is a previously registered financial professional and started their career in finance in 1996. Irvin had worked at 2 firms and has passed the Series 63, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 3, 2001 - September 25, 2013
PORTALES PARTNERS, LLC
July 15, 1996 - October 8, 2001
MITCHELL SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
PORTALES PARTNERS, LLC
CRD#: 112311 / SEC#: , 8-53236
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
