Keith A. Woerner

DWD PORTFOLIO SOLUTIONS

Pittsburgh, PA 15220

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CRD#: 2753123

Professional summary

Keith Alan Woerner is a registered financial advisor currently at DWD PORTFOLIO SOLUTIONS, INC. located in Pittsburgh, Pennsylvania and FORTUNE FINANCIAL SERVICES, INC. located in Pittsburgh, Pennsylvania.

Keith is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Keith has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 62 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.KEITH A. WOERNER,ATTORNEY-AT-LAW. SOLE PRACTIONER - AREAS OF ESTATE PLANNING AND ESTATE ADMINISTRATION. 20 HOURS PER MONTH. ESTABLISHED CONNECTION 1995. COMPENSATION IS HOURLY FEES. PLAN TO CONTINUE. 2. KEITH A. WOERNER INSURANCE SALES. SOLE PROPRIETOR. DEVOTE 2-3HRS/MO. COMMISIONS FROM INSURANCE SALES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keith Alan Woerner's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 12, 2017 - Present

DWD PORTFOLIO SOLUTIONS, INC.

Office #1: 1910 Cochran Rd Manor Oak Two, Suite 103, Pittsburgh, PA 15220

RIA

CRD#: 121435

Pittsburgh, PA

Current

March 2, 2012 - Present

FORTUNE FINANCIAL SERVICES, INC.

Office #1: Manor Oak Two 1910 Cochran Road, Suite 103, Pittsburgh, PA 15220

CRD#: 42150

Pittsburgh, PA

Past

August 6, 2009 - December 31, 2011

THE INVESTMENT CENTER, INC.

CRD#: 17839

PITTSBURGH, PA

Past

June 25, 2009 - July 29, 2009

NRP FINANCIAL, INC.

CRD#: 103717

PITTSBURGH, PA

Past

June 4, 2009 - March 15, 2018

PRIMESOLUTIONS ADVISORS, LLC

RIA

CRD#: 110085

PITTSBURGH, PA

Past

March 11, 2009 - July 29, 2009

NRP ADVISORS, INC.

RIA

CRD#: 141430

PITTSBURGH, PA

Past

July 13, 2007 - June 24, 2009

THE INVESTMENT CENTER, INC.

CRD#: 17839

PITTSBURGH, PA

Past

June 6, 2005 - July 16, 2007

WHARTON EQUITY CORPORATION

CRD#: 10170

PITTSBURGH, PA

Past

March 11, 1998 - July 20, 2001

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

June 20, 1996 - March 13, 1998

AMERICAN GENERAL EQUITY SERVICES CORPORATION

CRD#: 5435

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DWD PORTFOLIO SOLUTIONS, INC.

BONIFACE PORTFOLIO CONSULTING, INC. | DWD PORTFOLIO SOLUTIONS, INC.

CRD#: 121435 / SEC#: 801-113185

RIA

Registered Investment Advisory firm - (5/7/2018 Approved)

Ohio

Registered Investment Advisory firm - (5/15/2018 Terminated)

Pennsylvania

Registered Investment Advisory firm - (5/21/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Pennsylvania
(3/2/2012)

IAR

Pennsylvania
(12/12/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/21/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/3/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 62

Date: 6/27/2005

Corporate Securities Limited Representative Examination

General Industry/Product Exam

Series 6

Date: 6/3/2005

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

DWD PORTFOLIO SOLUTIONS, INC.

BONIFACE PORTFOLIO CONSULTING, INC. | DWD PORTFOLIO SOLUTIONS, INC.

CRD#: 121435 / SEC#: 801-113185

RIA

Registered Investment Advisory firm - (5/7/2018 Approved)

Ohio

Registered Investment Advisory firm - (5/15/2018 Terminated)

Pennsylvania

Registered Investment Advisory firm - (5/21/2018 Terminated)

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Contact information

Main Address

1910 Cochran Rd Manor Oak Two, Suite 103, Pittsburgh, PA 15220

Mailing Address

Phone number

(412) 341-6642

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DWD PORTFOLIO ADV PART 2A 2025 (3/25/2025)

Regulatory assets under management

Total Number of Accounts	749
AUM (Assets Under Management)	$ 221,044,420

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Keith A. Woerner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keith Alan Woerner's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORTUNE FINANCIAL SERVICES, INC.

THE INVESTMENT CENTER, INC.

NRP FINANCIAL, INC.

PRIMESOLUTIONS ADVISORS, LLC

NRP ADVISORS, INC.

THE INVESTMENT CENTER, INC.

WHARTON EQUITY CORPORATION

OSAIC WEALTH, INC.

AMERICAN GENERAL EQUITY SERVICES CORPORATION

Primary Firm SEC Registration

DWD PORTFOLIO SOLUTIONS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/21/2007

Series 63

Date: 6/3/2005

SIE

Date: 10/1/2018

Series 62

Date: 6/27/2005

Series 6

Date: 6/3/2005

FINRA

Current Firm

DWD PORTFOLIO SOLUTIONS, INC.

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DWD PORTFOLIO SOLUTIONS, INC.

TRUST BUT VERIFY

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