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Robert Joseph Mclaughlin Jr.

CRD# 2753089·Registered 1998 - 2016
Previously Registered: Being a previously registered professional could mean that Robert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Robert Joseph Mclaughlin JR., who also goes by Rob Mclaughlin, was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 1998 - 2016. Robert had worked at 6 firms and has passed the Series 65, Series 66, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Rob Mclaughlin

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years in the financial services industry

Current & Past Employments

SSN ADVISORY, INC.·CRD# 126090
RIA
Webster Groves, MO
November 19, 2008 - May 27, 2016
SECURITIES SERVICE NETWORK, LLC·CRD# 13318
BD
Webster Groves, MO
November 19, 2008 - May 27, 2016
WOODBURY FINANCIAL SERVICES, INC.·CRD# 421
RIA
Kirkwood, MO
April 8, 2008 - November 21, 2008
WOODBURY FINANCIAL SERVICES, INC.·CRD# 421
BD
Kirkwood, MO
February 4, 2008 - November 21, 2008
LPL FINANCIAL LLC·CRD# 6413
BD
Sunset Hills, MO
March 21, 2005 - February 5, 2008
U.S. BANCORP INVESTMENTS, INC.·CRD# 17868
BD
Saint Paul, MN
September 26, 2002 - March 21, 2005
STIFEL, NICOLAUS & COMPANY, INCORPORATED·CRD# 793
RIA
Chesterfield, MO
February 26, 1999 - September 12, 2002
STIFEL, NICOLAUS & COMPANY, INCORPORATED·CRD# 793
BD
St. Louis, MO
October 15, 1998 - September 12, 2002

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Current Firm

SA
SSN ADVISORY, INC.

SSN ADVISORY, INC. | SSNAI

CRD#: 126090 / SEC#: 801-61989

Contact Information

Main Address

9729 Cogdill Road Suite 301, Knoxville, TN 37932

Documents

Latest Form ADV

Part 2 Brochures

ENCOMPASS SMA WRAP FEE PROGRAM BROCHURE (8/14/2020)

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Apr 2008About the Series 65 exam

Series 66 — Uniform Combined State Law Examination

Passed Jul 1998About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed May 2016About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 1998About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed May 2005About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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