Robert J. Mclaughlin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Joseph Mclaughlin JR., who also goes by Rob Mclaughlin, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1998. Robert had worked at 6 firms and has passed the Series 65, Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 19, 2008 - May 27, 2016
SSN ADVISORY, INC.
November 19, 2008 - May 27, 2016
SECURITIES SERVICE NETWORK, LLC
April 8, 2008 - November 21, 2008
WOODBURY FINANCIAL SERVICES, INC.
February 4, 2008 - November 21, 2008
WOODBURY FINANCIAL SERVICES, INC.
March 21, 2005 - February 5, 2008
LPL FINANCIAL LLC
September 26, 2002 - March 21, 2005
U.S. BANCORP INVESTMENTS, INC.
February 26, 1999 - September 12, 2002
STIFEL, NICOLAUS & COMPANY, INCORPORATED
October 15, 1998 - September 12, 2002
STIFEL, NICOLAUS & COMPANY, INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
SSN ADVISORY, INC.
CRD#: 126090 / SEC#: 801-61989
Contact information
Documents
Red Flags
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