Michael Torregiano
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Torregiano, who also goes by Michael James Torregiano, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1998. Michael had worked at 10 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 3, Series 55, Series 7, Series 53, Series 4, Series 24, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 2, 2014 - April 9, 2015
GRANDFUND INVESTMENT GROUP, LLC
June 16, 2009 - January 1, 2010
UBS INTERNATIONAL INC.
June 11, 2009 - January 1, 2010
UBS INTERNATIONAL INC.
May 4, 2009 - December 18, 2012
UBS FINANCIAL SERVICES INC.
May 4, 2009 - December 18, 2012
UBS FINANCIAL SERVICES INC.
January 12, 2007 - September 26, 2008
FLAGSTAR ADVISORS
August 29, 2006 - September 26, 2008
FLAGSTAR ADVISORS
May 15, 2002 - August 21, 2006
UBS INTERNATIONAL INC.
February 20, 2001 - May 6, 2002
CITIGROUP GLOBAL MARKETS INC.
December 18, 2000 - March 30, 2001
RBC CAPITAL MARKETS CORPORATION
September 14, 2000 - December 18, 2000
BULL & BEAR SECURITIES, INC.
March 16, 2000 - June 14, 2000
VIEWTRADE FINANCIAL
January 20, 1999 - March 14, 2000
PRUDENTIAL EQUITY GROUP, LLC
September 22, 1998 - December 14, 1998
CIBC WORLD MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 5/8/2000
Limited Representative-Equity Trader ExamCurrent Firm
GRANDFUND INVESTMENT GROUP, LLC
CRD#: 143253 / SEC#: , 8-67545
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BERTUCIO, DONALD CHARLES | CEO/CHIEF COMPLIANCE OFFICER | 1314696 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
