AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
MT

Michael Torregiano

CRD# 2753068·Registered 1998 - 2015
Previously Registered: Being a previously registered professional could mean that Michael is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Michael Torregiano, who also goes by Michael James Torregiano, was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 1998 - 2015. Michael had worked at 10 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 3, Series 55, Series 7, Series 53, Series 4, Series 24, Series 10 and Series 9 exams.

At a Glance

—

Fiduciary Standard

—

Fee Structure

—

Account Minimum

—

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Michael James Torregiano

Blog Corner

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
View profile
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Contact Information

No current employment

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Years of Experience

28 years in the financial services industry

Current & Past Employments

GRANDFUND INVESTMENT GROUP, LLC·CRD# 143253
BD
Reno, NV
September 2, 2014 - April 9, 2015
UBS INTERNATIONAL INC.·CRD# 107726
BD
New York, NY
June 16, 2009 - January 1, 2010
UBS INTERNATIONAL INC.·CRD# 107726
RIA
New York, NY
June 11, 2009 - January 1, 2010
UBS FINANCIAL SERVICES INC.·CRD# 8174
RIA
Weehawken, NJ
May 4, 2009 - December 18, 2012
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
May 4, 2009 - December 18, 2012
FLAGSTAR SECURITIES, INC·CRD# 104233
RIA
New York, NY
January 12, 2007 - September 26, 2008
FLAGSTAR SECURITIES, INC·CRD# 104233
BD
New York, NY
August 29, 2006 - September 26, 2008
UBS INTERNATIONAL INC.·CRD# 107726
BD
New York, NY
May 15, 2002 - August 21, 2006
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
February 20, 2001 - May 6, 2002
RBC CAPITAL MARKETS CORPORATION·CRD# 6579
BD
New York, NY
December 18, 2000 - March 30, 2001
BULL & BEAR SECURITIES, INC.·CRD# 15142
BD
New York, NY
September 14, 2000 - December 18, 2000
VIEWTRADE FINANCIAL·CRD# 47116
BD
Boca Raton, FL
March 16, 2000 - June 14, 2000
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
January 20, 1999 - March 14, 2000
CIBC WORLD MARKETS CORP.·CRD# 630
BD
New York, NY
September 22, 1998 - December 14, 1998

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Current Firm

GI
GRANDFUND INVESTMENT GROUP, LLC

GRANDFUND INVESTMENT GROUP, LLC

CRD#: 143253 / SEC#: 8-67545
BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)

Contact Information

Main Address

12500 Fieldcreek Lane, Reno, NV 89511

Mailing Address

12500 Fieldcreek Lane, Reno, NV 89511

Phone Number

(509) 961-0670

Established

Pennsylvania since 01/01/2017

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (2 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
BERTUCIO, DONALD CHARLESCEO/CHIEF COMPLIANCE OFFICER1314696

Disclosures

Regulatory Event

1

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jan 2007About the Series 66 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Apr 1999About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1998About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Apr 2015About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Oct 2001About the Series 3 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed May 2000

Series 7 — General Securities Representative Examination

Passed Sep 1998About the Series 7 exam

Series 53 — Municipal Securities Principal Examination

Passed Oct 2003About the Series 53 exam

Series 4 — Registered Options Principal Examination

Passed Nov 2000About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed May 2000About the Series 24 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Feb 2000About the Series 10 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed Jan 2000About the Series 9 exam

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#
MT
Follow Michael
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required