Robert W. Priest
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert William Priest was a registered financial advisor .
Robert is a previously registered financial advisor and started their career in finance in 1996. Robert had worked at 3 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 13, 2006 - December 31, 2007
INVESTMENT MANAGEMENT CORPORATION
January 5, 2005 - April 4, 2006
INVESTMENT MANAGEMENT CORPORATION
July 14, 2004 - December 31, 2007
INVESTMENT MANAGEMENT CORPORATION
October 26, 2001 - April 20, 2009
BOB PRIEST FINANCIAL, INC.
June 10, 1996 - July 14, 2004
SUNAMERICA SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
INVESTMENT MANAGEMENT CORPORATION
CRD#: 37196 / SEC#: , 8-47617
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
| Arbitration | 3 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
