Stephen R. Marcell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen R Marcell was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 2001. Stephen had worked at 6 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 27, 2020 - August 11, 2022
DEER ISLE CAPITAL, LLC
January 11, 2017 - April 3, 2017
THE BENCHMARK COMPANY, LLC
January 29, 2015 - December 21, 2016
BOENNING & SCATTERGOOD, INC.
February 19, 2013 - May 16, 2014
CIBC WORLD MARKETS CORP.
October 4, 2010 - September 12, 2012
CITIZENS JMP SECURITIES, LLC
January 19, 2001 - September 21, 2010
BMO CAPITAL MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 11/6/2006
Limited Representative-Equity Trader ExamCurrent Firm
DEER ISLE CAPITAL, LLC
CRD#: 146269 / SEC#: , 8-67803
Contact information
FINRA licenses (6 States and Territories)
Documents
Red Flags
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