Thomas W. Kreft

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CRD#: 275290

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Thomas Wilson Kreft, who also goes by Tom Kreft, was a registered financial professional .

Thomas is a previously registered financial professional and started their career in finance in 1973. Thomas had worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 15, Series 7 and Series 1 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Tom Kreft

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

September 21, 2018 - January 20, 2023

KMG FIDUCIARY PARTNERS, LLC

RIA

CRD#: 298331

TOLEDO, OH

Past

June 1, 2009 - September 26, 2018

MORGAN STANLEY

RIA

CRD#: 149777

TOLEDO, OH

Past

June 1, 2009 - September 26, 2018

MORGAN STANLEY

CRD#: 149777

TOLEDO, OH

Past

April 29, 2009 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

TOLEDO, OH

Past

April 29, 2009 - June 1, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

TOLEDO, OH

Past

February 4, 2002 - May 5, 2009

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

SYLVANIA, OH

Past

January 18, 2002 - May 5, 2009

UBS FINANCIAL SERVICES INC.

CRD#: 8174

SYLVANIA, OH

Past

September 27, 1994 - January 23, 2002

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

June 6, 1990 - October 3, 1994

KIDDER, PEABODY & CO. INCORPORATED

CRD#: 7613

NEW YORK, NY

Past

June 16, 1986 - June 18, 1990

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

March 30, 1984 - June 5, 1986

RONEY & CO. L.L.C.

CRD#: 900

Past

June 21, 1979 - April 16, 1984

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

Past

September 26, 1978 - March 22, 1988

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

Past

April 28, 1976 - December 22, 1976

MOSELEY, HALLGARTEN & ESTABROOK INC

CRD#: 7501

Past

April 24, 1975 - April 28, 1976

MOSELEY, HALLGARTEN & ESTABROOK INC.

CRD#: 6679

Past

June 1, 1973 - September 26, 1978

MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.

CRD#: 572

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KMG FIDUCIARY PARTNERS, LLC

BARDOT ADVISORS, LLC | KMG FIDUCIARY PARTNERS, LLC

CRD#: 298331 / SEC#: 801-113981

RIA

Registered Investment Advisory firm - (9/13/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/25/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/7/1980

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/26/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 7/30/2004

Futures Managed Funds Examination

General Industry/Product Exam

Series 15

Date: 3/7/1983

Foreign Currency Options Examination

General Industry/Product Exam

Series 7

Date: 6/16/1979

General Securities Representative Examination

General Industry/Product Exam

Series 1

Date: 5/23/1973

Registered Representative Examination

Current Firm

KMG FIDUCIARY PARTNERS, LLC

BARDOT ADVISORS, LLC | KMG FIDUCIARY PARTNERS, LLC

CRD#: 298331 / SEC#: 801-113981

RIA

Registered Investment Advisory firm - (9/13/2018 Approved)

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Contact information

Main Address

7530 Kings Pointe Road, Toledo, OH 43617

Mailing Address

Phone number

(419) 517-8040

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (19 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE FOR KMG FIDUCIARY PARTNERS, LLC (3/4/2025)

Regulatory assets under management

Total Number of Accounts	3,849
AUM (Assets Under Management)	$ 1,598,774,979

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Thomas W. Kreft

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

MORGAN STANLEY DW INC.

KIDDER, PEABODY & CO. INCORPORATED

PRUDENTIAL EQUITY GROUP, LLC

RONEY & CO. L.L.C.

PRUDENTIAL EQUITY GROUP, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MOSELEY, HALLGARTEN & ESTABROOK INC

MOSELEY, HALLGARTEN & ESTABROOK INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.

Primary Firm SEC Registration

KMG FIDUCIARY PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/25/1992

Series 63

Date: 5/7/1980

SIE

Date: 9/26/2018

Series 31

Date: 7/30/2004

Series 15

Date: 3/7/1983

Series 7

Date: 6/16/1979

Series 1

Date: 5/23/1973

Current Firm

KMG FIDUCIARY PARTNERS, LLC

Contact information

SEC notice filing (19 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KMG FIDUCIARY PARTNERS, LLC

TRUST BUT VERIFY

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