Alex L. Salcedo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alex Leon Salcedo was a registered financial professional .
Alex is a previously registered financial professional and started their career in finance in 1996. Alex had worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 6, 2017 - March 7, 2018
SCOTTRADE INVESTMENT MANAGEMENT
March 20, 2017 - March 7, 2018
SCOTTRADE, INC.
June 2, 2014 - March 21, 2017
WELLS FARGO CLEARING SERVICES, LLC
May 30, 2014 - March 21, 2017
WELLS FARGO CLEARING SERVICES, LLC
January 26, 2011 - June 11, 2014
U.S. BANCORP INVESTMENTS, INC.
January 25, 2011 - June 11, 2014
U.S. BANCORP INVESTMENTS, INC.
November 9, 2000 - January 25, 2011
U.S. BANCORP ADVISORS, LLC
July 21, 1997 - January 25, 2011
U.S. BANCORP ADVISORS, LLC
December 20, 1996 - July 17, 1997
WELLS FARGO SECURITIES INC.
September 19, 1996 - January 9, 1997
INTERFIRST CAPITAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SCOTTRADE INVESTMENT MANAGEMENT
CRD#: 169988 / SEC#: 801-79217
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
