William G. Krebs
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William George Krebs JR was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1969. William had worked at 7 firms and has passed the Series 65, Series 63, Series 5, PC, Series 1, Series 4, Series 12 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 15, 1991 - December 3, 1994
PRUDENTIAL EQUITY GROUP, LLC
July 6, 1988 - November 26, 1991
LEHMAN BROTHERS INC.
March 3, 1988 - June 21, 1988
PROFESSIONAL BROKERAGE SERVICES INC.
February 1, 1984 - March 17, 1988
DREXEL BURNHAM LAMBERT INCORPORATED
January 31, 1980 - February 22, 1984
UBS FINANCIAL SERVICES INC.
February 9, 1971 - January 31, 1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
October 29, 1969 - February 25, 1971
DUPONT WALSTON, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 10/26/1981
Interest Rate Options ExaminationPC
Date: 9/2/1977
AMEX Put and Call ExamSeries 1
Date: 10/27/1969
Registered Representative ExaminationSeries 12
Date: 3/21/1981
NYSE Branch Manager ExaminationCurrent Firm
PRUDENTIAL EQUITY GROUP, LLC
CRD#: 7471 / SEC#: , 8-27154
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PRUDENTIAL SECURITIES GROUP INC.["PSGI"] PARENT OF PRUDENTIAL EQUITY GROUP, LLC | SHAREHOLDER DIRECT | |
| BAVARO, MARGUERITE ANNE | CHIEF OPERATIONS OFFICER | 722294 |
| DUGAN, MICHAEL JOSEPH | CHIEF FINANCIAL OFFICER AND CHIEF ADMINISTRATIVE OFFICER | 1604211 |
| RICE, JUDY ANN | MANAGER | 67215 |
| SHEA, MICHAEL JOSEPH | MANAGER, CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER | 1014613 |
| STRANGFELD, JOHN ROBERT JR | MANAGER & CHAIRMAN OF THE BOARD | 1301812 |
Disclosures
| Regulatory Event | 288 |
| Civil Event | 1 |
| Arbitration | 579 |
Red Flags
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