Robert G. Krebs
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Gerard Krebs was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1972. Robert had worked at 16 firms and has passed the Series 66, Series 63, Series 3, Series 5, Series 1, Series 51, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 17, 2006 - December 31, 2012
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
November 10, 2005 - December 31, 2012
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
January 28, 2005 - November 15, 2005
USALLIANZ SECURITIES, INC.
January 28, 2005 - November 15, 2005
USALLIANZ SECURITIES, INC.
February 25, 2004 - November 30, 2004
NEW ENGLAND SECURITIES
August 5, 2003 - January 13, 2006
AMERICAN PORTFOLIOS ADVISORS, INC
September 20, 2002 - February 20, 2004
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
June 27, 2002 - September 3, 2002
UVEST FINANCIAL SERVICES GROUP, INC.
March 5, 2001 - September 3, 2002
UVEST FINANCIAL SERVICES GROUP, INC.
April 28, 1995 - March 15, 2001
MORGAN STANLEY DW INC.
October 30, 1992 - May 16, 1995
PRUDENTIAL EQUITY GROUP, LLC
October 1, 1986 - November 10, 1992
INVESTORS ASSOCIATES, INC.
September 8, 1986 - March 10, 1987
GLEN RAUCH SECURITIES, INC.
October 27, 1982 - November 10, 1992
INVESTORS ASSOCIATES, INC.
October 14, 1981 - October 20, 1982
THOMSON MCKINNON SECURITIES INC.
May 8, 1974 - November 1, 1975
TOWER SQUARE SECURITIES, INC.
March 6, 1974 - November 6, 1981
INVESTORS ASSOCIATES, INC.
January 23, 1974 - August 14, 1975
HARPER JOHNSON CO., INC.
July 3, 1973 - February 18, 1974
INVESTORS ASSOCIATES, INC.
December 6, 1972 - August 3, 1973
CHRISTIAN-PAINE & CO., INC
July 11, 1972 - January 20, 1973
CARLTON-CAMBRIGE & COMPANY INC.
January 18, 1972 - August 27, 1972
SB LEVY & CO INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 4/9/1982
Interest Rate Options ExaminationSeries 1
Date: 1/12/1972
Registered Representative ExaminationCurrent Firm
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
CRD#: 15708 / SEC#: 801-56010, 8-32590
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PROTECTIVE LIFE CORPORATION | PARENT | |
| MCCRELESS, KEVIN LUCIUS | CHIEF COMPLIANCE OFFICER | 5180100 |
Regulatory assets under management
| Total Number of Accounts | 20,957 |
| AUM (Assets Under Management) | $ 4,373,015,542 |
Disclosures
| Regulatory Event | 64 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
