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KZ

Kelly Zhang

ROBINHOOD FINANCIAL
Denver, CO 80202
Some features on this profile are disabled
CRD#: 2752599
KZ

Professional summary

Kelly Zhang, who also goes by Kelly Tuyen Le, Justina Zhang, Kelly T Zhang, Kelly Thanh Tuyen Zhang, Kelly Tuyen Zhang, is a registered financial professional currently at ROBINHOOD FINANCIAL, LLC located in Denver, Colorado.

Kelly is registered as a RR (Registered Representative) and started their career in finance in 2000. Kelly has worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 26, Series 9 and Series 10 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Kelly Tuyen Le | Justina Zhang | Kelly T Zhang | Kelly Thanh Tuyen Zhang | Kelly Tuyen Zhang

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kelly Zhang's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 30, 2026 - Present

ROBINHOOD FINANCIAL, LLC

Office #1: 2373 15th St Suite 300, Denver, CO 80202
BD
CRD#: 165998
Denver, CO
Past

September 29, 2023 - April 10, 2026

EMPOWER FINANCIAL SERVICES, INC.

BD
CRD#: 13109
GREENWOOD VILLAGE, CO
Past

November 9, 2022 - June 29, 2023

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
ST. PETERSBURG, FL
Past

August 6, 2020 - August 8, 2022

ROBINHOOD FINANCIAL, LLC

BD
CRD#: 165998
Denver, CO
Past

January 23, 2019 - August 7, 2020

BROADRIDGE BUSINESS PROCESS OUTSOURCING, LLC

BD
CRD#: 114212
DENVER, CO
Past

February 5, 2018 - January 4, 2019

EMPOWER FINANCIAL SERVICES, INC.

BD
CRD#: 13109
GREENWOOD VILLAGE, CO
Past

February 16, 2017 - January 31, 2018

MWA FINANCIAL SERVICES INC.

BD
CRD#: 112630
HIGHLANDS RANCH, CO
Past

November 17, 2014 - October 12, 2016

OPTIONSXPRESS, INC.

BD
CRD#: 103849
Lone Tree, CO
Past

July 20, 2000 - October 7, 2016

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
LONE TREE, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(4/30/2026)
RR
Alaska
(4/30/2026)
RR
Arizona
(4/30/2026)
RR
Arkansas
(4/30/2026)
RR
California
(4/30/2026)
RR
Colorado
(4/30/2026)
RR
Connecticut
(4/30/2026)
RR
Delaware
(4/30/2026)
RR
District of Columbia
(4/30/2026)
RR
Florida
(4/30/2026)
RR
Georgia
(4/30/2026)
RR
Hawaii
(4/30/2026)
RR
Idaho
(4/30/2026)
RR
Illinois
(4/30/2026)
RR
Indiana
(4/30/2026)
RR
Iowa
(4/30/2026)
RR
Kansas
(4/30/2026)
RR
Kentucky
(4/30/2026)
RR
Louisiana
(4/30/2026)
RR
Maine
(4/30/2026)
RR
Maryland
(4/30/2026)
RR
Massachusetts
(4/30/2026)
RR
Michigan
(4/30/2026)
RR
Minnesota
(4/30/2026)
RR
Mississippi
(4/30/2026)
RR
Missouri
(4/30/2026)
RR
Montana
(4/30/2026)
RR
Nebraska
(4/30/2026)
RR
Nevada
(4/30/2026)
RR
New Hampshire
(4/30/2026)
RR
New Jersey
(4/30/2026)
RR
New Mexico
(4/30/2026)
RR
New York
(4/30/2026)
RR
North Carolina
(4/30/2026)
RR
North Dakota
(4/30/2026)
RR
Ohio
(5/1/2026)
RR
Oklahoma
(4/30/2026)
RR
Oregon
(4/30/2026)
RR
Pennsylvania
(4/30/2026)
RR
Puerto Rico
(4/30/2026)
RR
Rhode Island
(4/30/2026)
RR
South Carolina
(4/30/2026)
RR
South Dakota
(4/30/2026)
RR
Tennessee
(4/30/2026)
RR
Texas
(4/30/2026)
RR
Utah
(4/30/2026)
RR
Vermont
(4/30/2026)
RR
Virgin Islands
(4/30/2026)
RR
Virginia
(4/30/2026)
RR
Washington
(4/30/2026)
RR
West Virginia
(4/30/2026)
RR
Wisconsin
(4/30/2026)
RR
Wyoming
(4/30/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 8/19/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/19/2000
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 26
Date: 5/29/2018
Investment Company Products/Variable Contracts Principal Examination
Principal/Supervisory Exam
RR
Series 9
Date: 5/30/2003
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 10
Date: 4/18/2003
General Securities Sales Supervisor - General Module Examination
SRO Registrations
RR
FINRA

Current Firm

RF
ROBINHOOD FINANCIAL, LLC
CHRONOS FINANCIAL, LLC | ROBINHOOD FINANCIAL, LLC

CRD#: 165998 / SEC#: , 8-69188

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
PREMIUM
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Contact information

Main Address
500 Colonial Center Parkway Suite 100, Lake Mary, FL 32746
Mailing Address
500 Colonial Center Parkway Suite 100, Lake Mary, FL 32746
Phone number
(650) 761-7789
Established
Delaware since 08/24/2012
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ROBINHOOD MARKETS, INC100% OWNER
BILLINGS, MATTHEW JOHNPRESIDENT, CHIEF EXECUTIVE OFFICER1915377
CAVALLARO, ANTHONY JOSEPHCHIEF COMPLIANCE OFFICER1607925
GALVIN, SCOT SEANPRINCIPAL OPERATIONS OFFICER3226179
KELATI, DANIEL TCHIEF FINANCIAL OFFICER AND PRINCIPAL FINOP3103432
KOLLER, WALTERCHIEF OPERATING OFFICER1932260
QUIRK, STEVEN MARKMANAGER2728768
SUBRAMANIAN, SIVARAMAKRISHNANMANAGER7339479

Disclosures

Regulatory Event56
Arbitration7

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ROBINHOOD FINANCIAL, LLC

CRD#: 165998Denver, CO 80202

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