Andrew B. Harris

IASG ALTERNATIVES

CHICAGO, IL 60604

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CRD#: 2752466

Professional summary

Andrew Brian Harris, who also goes by Andrew Brian Harris, Andrew Harris, is a registered financial professional currently at IASG ALTERNATIVES, LLC located in Chicago, Illinois.

Andrew is registered as a RR (Registered Representative) and started their career in finance in 1998. Andrew has worked at 12 firms and has passed the Series 65, Series 66, Series 63, Series 57TO, SIE, Series 55, Series 7, Series 3 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Andrew Brian Harris | Andrew Harris

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAME OF BUSINESS: Biggest Little Seller LLC NON-INVESTMENT RELATED: ADDRESS (City/State): Reno, NV NATURE OF BUSINESS: Retail POSITION: Manager START DATE (Month/Year): 1/2019 APPROXIMATE HOURS PER MONTH: 8 NUMBER OF HOURS DURING TRADING HOURS: 0 DUTIES: I sell various products using Amazon and Shopify

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Andrew Brian Harris's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 10, 2024 - Present

IASG ALTERNATIVES, LLC

Office #1: 141 West Jackson Blvd Suite 1940, Chicago, IL 60604

CRD#: 175478

CHICAGO, IL

Past

September 16, 2022 - October 21, 2022

FISHER INVESTMENTS

RIA

CRD#: 107342

Plano, TX

Past

January 6, 2022 - September 6, 2022

NORTH SOUTH CAPITAL, LLC

CRD#: 148158

Reno, NV

Past

July 15, 2021 - September 20, 2021

VANGUARD ADVISERS, INC.

RIA

CRD#: 106715

Scottsdale, AZ

Past

July 14, 2021 - September 20, 2021

VANGUARD MARKETING CORPORATION

CRD#: 7452

SCOTTSDALE, AZ

Past

April 25, 2019 - May 27, 2021

NORTH SOUTH CAPITAL, LLC

CRD#: 148158

Reno, NV

Past

December 7, 2018 - June 18, 2020

NIEMANN CAPITAL MANAGEMENT INC

RIA

CRD#: 106451

STATELINE, NV

Past

December 12, 2016 - October 17, 2018

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

RENO, NV

Past

December 2, 2016 - October 17, 2018

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

RENO, NV

Past

October 31, 2014 - November 21, 2016

MATRIX CAPITAL GROUP, INC.

CRD#: 33364

Reno, NV

Past

December 4, 2013 - February 24, 2017

NAVELLIER & ASSOCIATES INC

RIA

CRD#: 107568

RENO, NV

Past

May 5, 2010 - February 22, 2013

QUASAR DISTRIBUTORS, LLC

CRD#: 103848

PORTLAND, ME

Past

April 13, 1999 - October 30, 2009

DOMINARI SECURITIES LLC

CRD#: 18975

RENO, NV

Past

August 28, 1998 - April 9, 1999

NAVELLIER SECURITIES CORP.

CRD#: 34861

RENO, NV

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New Mexico
(11/15/2024)

Exams

State Security Law Exam

IAR

Series 65

Date: 12/14/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 10/10/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/26/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 11/3/1999

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 2/17/1998

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 12/16/1997

National Commodity Futures Examination

Principal/Supervisory Exam

Series 24

Date: 9/4/1998

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

IASG ALTERNATIVES, LLC

IASG ALTERNATIVES | IASG ALTERNATIVES, LLC

CRD#: 175478 / SEC#: , 8-69601

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

141 West Jackson Blvd Suite 1940, Chicago, IL 60604

Mailing Address

141 West Jackson Blvd Suite 1940, Chicago, IL 60604

Phone number

(312) 561-3149

Established

Illinois since 02/24/2015

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (17 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
JONKHEER, JONPAUL	SHAREHOLDER
RESCH, TYLER JAMES	MEMBER
TAUNT, GREGORY BLAKE	MEMBER AND CHIEF COMPLIANCE OFFICER	5507626
NHP DISTRIBUTION HOLDINGS LLC	MEMBER
SHEA, THOMAS EDWARD	FINOP	2299633

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Andrew B. Harris

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Andrew Brian Harris's CRS (Customer Relationship Summary).

Certified licenses

Experience

FISHER INVESTMENTS

NORTH SOUTH CAPITAL, LLC

VANGUARD ADVISERS, INC.

VANGUARD MARKETING CORPORATION

NORTH SOUTH CAPITAL, LLC

NIEMANN CAPITAL MANAGEMENT INC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

MATRIX CAPITAL GROUP, INC.

NAVELLIER & ASSOCIATES INC

QUASAR DISTRIBUTORS, LLC

DOMINARI SECURITIES LLC

NAVELLIER SECURITIES CORP.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/14/2013

Series 66

Date: 10/10/2006

Series 63

Date: 10/26/2002

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 11/3/1999

Series 7

Date: 2/17/1998

Series 3

Date: 12/16/1997

Series 24

Date: 9/4/1998

FINRA

Current Firm

IASG ALTERNATIVES, LLC

Contact information

FINRA licenses (17 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

IASG ALTERNATIVES, LLC

TRUST BUT VERIFY

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