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Christopher Edwin Grant

CRD# 2752229·Registered 1996 - 1999
Previously Registered: Being a previously registered professional could mean that Christopher is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Christopher Edwin Grant, who also goes by Chris Grant, was a registered financial advisor. Christopher was a previously registered financial professional and started their career in finance 1996 - 1999. Christopher had worked at 2 firms and has passed the Series 63, Series 7 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Chris Grant

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

MERCANTILE INVESTMENT SERVICES, INC.·CRD# 19908
BD
St. Louis, MO
July 1, 1997 - January 19, 1999
GUARANTY BROKERAGE SERVICES, INC.·CRD# 23302
BD
St. Cloud, MN
July 15, 1996 - July 1, 1997

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Current Firm

MI
MERCANTILE INVESTMENT SERVICES, INC.

MERCANTILE INVESTMENT SERVICES, INC.

CRD#: 19908 / SEC#: 8-37913
BD
Terminated by SEC on 04/25/2000

Contact Information

Established

Missouri since 05/14/1987

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
MERCANTILE BANK OF ST. LOUISOWNER—
ARNOLD, JOHN QCHAIRMAN DIRECTOR3168195
CODY, KIRSTEN MONIKASROP2552959
GABRIEL, JONATHAN PETERPRESIDENT2319321
HIDY, RICHARD J.SECRETARY4075150
JACOBSMEYER, CAROL JEANVICE PRESIDENT - SALES603832
KEAVENY, JOSEPH PETERDIRECTOR OF COMPLIANCE1033959
MARKWELL, FRED HVICE PRESIDENT - TAX3201341
NORMILE, MICHAEL TIMOTHYVICE PRESIDENT - TAX1681557
SANTIAGO, MARIA ISABELVICE PRESIDENT - OPERATIONS MANAGER1275974
TRUEMAN, DANIEL JOSEPHVICE PRESIDENT/DIRECTOR2912375
ZENSEN, JOHN THOMASCROP2420120

Disclosures

Regulatory Event

1

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1996About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jan 1998About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jun 1996About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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