Brian P. Willis

WILSON WEALTH MANAGEMENT GROUP, L. L. C.

Charlotte, NC

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CRD#: 2752216

Professional summary

Brian Percy Willis, who also goes by Brian P. Willis, Brian Willis, is a registered financial advisor currently at WILSON WEALTH MANAGEMENT GROUP, L. L. C. located in Charlotte, North Carolina.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Brian has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brian P. Willis | Brian Willis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) NAME: BRIAN WILLIS INV REL: Y ADDR: AT RESIDENTIAL ADDRESS NATURE: REAL ESTATE POSITION: AGENT START: 9/2/2009 NO HRS/MO: 3 NO HRS/MO DUR TRADING: 1. (2) NAME: BRIAN WILLIS INV REL: N ADDR: AT RESIDENTIAL ADDRESS NATURE: DRONES - VIDEO/PICTURES POSITION: OWNERSHIP START: 9/10/2019 NO HRS/MO: 5 NO HRS/MO DUR TRADING: 1. (3) NAME: BRIAN WILLIS INV REL: Y ADDR: 4350 CONGRESS ST, CHARLOTTE, NC 28209 NATURE: INDIVIDUAL LIFE, PROPERTY/CASUALTY, HEALTH, GROUP LIFE, GROUP HEALTH, DI POSITION: AGENT START: 9/2/2015 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 1. (4) NAME: BRIAN WILLIS INV REL: Y ADDR: AT RESIDENTIAL ADDRESS NATURE: BUSINESS REFERRALS POSITION: CEO START: 8/15/2022 NO HRS/MO: 3 NO HRS/MO DUR TRADING: 3.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Percy Willis's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 14, 2024 - Present

WILSON WEALTH MANAGEMENT GROUP, L. L. C.

RIA

CRD#: 132912

Charlotte, NC

Past

March 25, 2017 - December 26, 2023

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

CHARLOTTE, NC

Past

March 25, 2017 - December 26, 2023

MML INVESTORS SERVICES, LLC

CRD#: 10409

CHARLOTTE, NC

Past

July 30, 2015 - March 25, 2017

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

CHARLOTTE, NC

Past

June 3, 2014 - March 25, 2017

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

CHARLOTTE, NC

Past

March 9, 2004 - April 8, 2005

THE O.N. EQUITY SALES COMPANY

CRD#: 2936

CINCINNATI, OH

Past

March 22, 1999 - December 17, 2003

UVEST FINANCIAL SERVICES GROUP, INC.

CRD#: 13787

CHARLOTTE, NC

Past

December 18, 1997 - February 26, 1999

FIRST UNION BROKERAGE SERVICES, INC.

CRD#: 8112

CHARLOTTE, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(2/14/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/9/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/16/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/5/2015

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/3/2014

Investment Company Products/Variable Contracts Representative Examination

Current Firm

WILSON WEALTH MANAGEMENT GROUP, L. L. C.

WILSON WEALTH | WILSON WEALTH MANAGEMENT GROUP, L.L.C. | WILSON WEALTH MANAGEMENT GROUP, L. L. C.

CRD#: 132912 / SEC#:

Georgia

Registered Investment Advisory firm - (7/8/2019 Approved)

North Carolina

Registered Investment Advisory firm - (10/1/2004 Approved)

South Carolina

Registered Investment Advisory firm - (1/21/2005 Approved)

Tennessee

Registered Investment Advisory firm - (7/22/2021 Approved)

Texas

Registered Investment Advisory firm - (5/14/2019 Approved)

Virginia

Registered Investment Advisory firm - (12/1/2006 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Charlotte, NC

Mailing Address

Phone number

(704) 327-3189

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	732
AUM (Assets Under Management)	$ 50,425,130

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brian P. Willis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Percy Willis's CRS (Customer Relationship Summary).

Certified licenses

Experience

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

MSI FINANCIAL SERVICES, INC.

MSI FINANCIAL SERVICES, INC.

THE O.N. EQUITY SALES COMPANY

UVEST FINANCIAL SERVICES GROUP, INC.

FIRST UNION BROKERAGE SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/9/2015

Series 63

Date: 6/16/2014

SIE

Date: 10/1/2018

Series 7

Date: 11/5/2015

Series 6

Date: 6/3/2014

Current Firm

WILSON WEALTH MANAGEMENT GROUP, L. L. C.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WILSON WEALTH MANAGEMENT GROUP, L. L. C.

TRUST BUT VERIFY

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