Robert R. Daniel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Russel Daniel, who also goes by Russ Daniel, Rusty Daniel, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1998. Robert had worked at 6 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 30, 2012 - January 3, 2017
PROVIDENCE FINANCIAL
December 21, 2009 - June 15, 2010
BROKER DEALER FINANCIAL SERVICES CORP.
December 3, 2009 - June 15, 2010
INVESTMENT ADVISORS CORP
October 1, 2007 - January 11, 2008
LPL FINANCIAL LLC
October 1, 2007 - January 11, 2008
LPL FINANCIAL LLC
September 24, 2004 - September 27, 2007
LPL FINANCIAL LLC
September 24, 2004 - September 27, 2007
LPL FINANCIAL LLC
February 9, 2001 - September 30, 2004
RBC CAPITAL MARKETS, LLC
January 10, 2001 - September 30, 2004
RBC CAPITAL MARKETS, LLC
February 18, 1998 - February 1, 2001
PIPER SANDLER & CO.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PROVIDENCE FINANCIAL
CRD#: 165247 / SEC#:
Contact information
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
