Daniel S. Mcleod
BROWN FINANCIAL ADVISORY
Fairhope, AL 36532
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CRD#: 2752145
Professional summary
Daniel Scott Mcleod, CFP®, ChFC® is a registered financial advisor currently at BROWN FINANCIAL ADVISORY located in Fairhope, Alabama.
Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Daniel has worked at 5 firms and has passed the Series 63, Series 7 and Series 6 exams.
Biography
Scott earned a Bachelor of Business Administration in Corporate Finance and Investments from East Tennessee State University. Following graduation, he joined First American National Bank where he became Licensed Investment Broker. Furthering his financial career, in 1998, he joined First Tennessee Bank as a Private Client Financial Services Representative, attended the Cannon School of Private Banking, and in 2001 earned the official CERTIFIED FINANCIAL PLANNER® designation. He currently holds the Chartered Financial Consultant (ChFC®) designation and the Registered Life Planner (RLP®) designation.
He is a member of the Financial Planning Association and the National Association of Personal Financial Advisors.
Scott fills his free time with fitness activities, time at the beach and serving in his church. He and his wife have led a number of mission teams to Central America and feel strongly about living the Golden Rule. He believes in the fee-only and fiduciary planning model and has served as Chair of the South Region Board of the National Association of Personal Financial Advisors (NAPFA).
Question & Answer
What are your service offerings?
Investment Planning
Insurance Planning
Small Business Planning
Tax Planning
Business Succession Planning
Comprehensive Financial Planni...
Estate Planning
Retirement Planning
Do you have an area of expertise or specialization?
Estate & Generational Planning...
High Net Worth Client Needs
Investment Advice with Ongoing...
Retirement Planning & Distribu...
Special Needs Planning
What is your minimum asset requirement?
500K
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Co-owner and manager of Everything Scottish, LLC, an investment-related, real estate management company. Business address is:
11871 Halcyon Loop Road
Daphne, AL 36526
Start date is March 14, 2019
Approximate number of hours/month devoted to it: 10
Approximate number of hours devoted to it during securities trading hours: 2
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Scott Mcleod's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2001
Experience
Current
January 25, 2011 - Present
BROWN FINANCIAL ADVISORY
Office #1: 54 S. Greeno Road, Fairhope, AL 36532RIA
CRD#: 155548
Fairhope, AL
Past
November 2, 2006 - December 17, 2010
KINSIGHT, LLC
RIA
CRD#: 116047
BIRMINGHAM, AL
Past
September 11, 1998 - October 3, 2006
FIRST HORIZON ADVISORS, INC.
BD
CRD#: 17117
MEMPHIS, TN
Past
April 10, 1997 - September 4, 1998
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
APPLETON, WI
Past
February 1, 1997 - February 12, 1997
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
APPLETON, WI
Past
June 19, 1996 - February 1, 1997
AMERISTAR CAPITAL MARKETS, INC.
BD
CRD#: 17068
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BROWN FINANCIAL ADVISORY
BROWN FINANCIAL ADVISORY | BROWN MCLEOD, INC
CRD#: 155548 / SEC#: 801-79151
RIA
Registered Investment Advisory firm - (2/4/2014 Approved)Alabama
Registered Investment Advisory firm - (4/16/2014 Terminated)Florida
Registered Investment Advisory firm - (3/7/2014 Terminated)Louisiana
Registered Investment Advisory firm - (3/19/2014 Terminated)Texas
Registered Investment Advisory firm - (3/7/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Alabama(1/25/2011)
IAR
Texas(2/14/2011)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
BROWN FINANCIAL ADVISORY
BROWN FINANCIAL ADVISORY | BROWN MCLEOD, INC
CRD#: 155548 / SEC#: 801-79151
RIA
Registered Investment Advisory firm - (2/4/2014 Approved)Alabama
Registered Investment Advisory firm - (4/16/2014 Terminated)Florida
Registered Investment Advisory firm - (3/7/2014 Terminated)Louisiana
Registered Investment Advisory firm - (3/19/2014 Terminated)Texas
Registered Investment Advisory firm - (3/7/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
54 S. Greeno Road, Fairhope, AL 36532
Mailing Address
Phone number
(251) 928-9498
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (6 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 745 |
| AUM (Assets Under Management) | $ 344,026,037 |
Red Flags
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Company Information
BROWN FINANCIAL ADVISORY
CRD#: 155548Fairhope, AL 36532TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
