Daniel Scott Mcleod
CFP®, ChFC®Professional Summary
Daniel Scott Mcleod, CFP®, ChFC® is a registered financial advisor currently at BROWN FINANCIAL ADVISORY located in Fairhope, Alabama. Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Daniel has worked at 5 firms and has passed the Series 63, Series 7 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Who I Serve
Services Offered
- Investment Management
- Risk Management & Insurance
- Business Services
- Tax Planning
- Financial Planning
- Estate & Legacy Planning
- Retirement Planning
Specializations
Biography
Scott earned a Bachelor of Business Administration in Corporate Finance and Investments from East Tennessee State University. Following graduation, he joined First American National Bank where he became Licensed Investment Broker. Furthering his financial career, in 1998, he joined First Tennessee Bank as a Private Client Financial Services Representative, attended the Cannon School of Private Banking, and in 2001 earned the official CERTIFIED FINANCIAL PLANNER® designation. He currently holds the Chartered Financial Consultant (ChFC®) designation...
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
Direct
(xxx) xxx-xxxx
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Disclosures on record.
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Credentials
Years of Experience
30 years in the financial services industry
Current & Past Employments
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Current Firm
BROWN FINANCIAL ADVISORY | BROWN MCLEOD, INC
Contact Information
Main Address
54 S. Greeno Road, Fairhope, AL 36532Phone Number
(251) 928-9498# of Employees
8SEC notice filing (7 States and Territories)
Registered to provide investment advisory services in 7 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
859AUM (Assets Under Management)
$468,223,225Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
BROWN FINANCIAL ADVISORY | BROWN MCLEOD, INC
State Registrations and Notice Filings
(1/25/2011)
(2/14/2011)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jun 1996About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Daniel Scott Mcleod's CRS (Customer Relationship Summary).
Services Offered by Daniel
- Investment Management
- Risk Management & Insurance
- Business Services
- Tax Planning
- Financial Planning
- Estate & Legacy Planning
- Retirement Planning
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