MQ
Michael Quiroga
GOLDMAN SACHS WEALTH SERVICES, L.P.
Dallas, TX 75201
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CRD#: 2751934
MQ
Professional summary
Michael Quiroga, CFP® is a registered financial advisor currently at GOLDMAN SACHS WEALTH SERVICES, L.P. located in Dallas, Texas and GOLDMAN SACHS & CO. LLC located in Dallas, Texas.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Michael has worked at 7 firms and has passed the Series 66, Series 63, Series 3, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Quiroga's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
January 23, 2019 - Present
GOLDMAN SACHS WEALTH SERVICES, L.P.
Office #1: 2001 Ross Avenue Suite 2800, Dallas, TX 75201RIA
CRD#: 106693
Dallas, TX
Current
January 4, 2021 - Present
GOLDMAN SACHS & CO. LLC
Office #1: 2001 Ross Avenue Suite 2800, Dallas, TX 75201RIA
BD
CRD#: 361
Dallas, TX
Past
January 23, 2019 - January 4, 2021
MERCER ALLIED COMPANY, L.P.
BD
CRD#: 37404
DALLAS, TX
Past
July 13, 2018 - January 25, 2019
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
BOSTON, MA
Past
October 2, 2007 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
WESTLAKE, TX
Past
July 20, 2007 - January 15, 2019
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
WESTLAKE, TX
Past
April 19, 2007 - July 5, 2007
FIDELITY DISTRIBUTORS COMPANY LLC
BD
CRD#: 17507
WESTLAKE, TX
Past
November 14, 2000 - February 14, 2007
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
DALLAS, TX
Past
December 10, 1998 - February 14, 2007
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
DALLAS, TX
Past
June 5, 1996 - November 12, 1997
FIDELITY DISTRIBUTORS COMPANY LLC
BD
CRD#: 17507
SMITHFIELD, RI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GS
GOLDMAN SACHS WEALTH SERVICES, L.P.
GOLDMAN SACHS AYCO PERSONAL FINANCIAL MANAGEMENT | THE AYCO COMPANY,L.P. | THE AYCO COMPANY, L.P. | GOLDMAN SACHS WEALTH SERVICES, L.P.
CRD#: 106693 / SEC#: 801-48238
RIA
Registered Investment Advisory firm - (12/9/1994 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/15/2022)
RR
Arkansas(11/2/2022)
RR
California(6/7/2022)
RR
Colorado(2/4/2021)
RR
Florida(1/26/2024)
RR
Illinois(7/31/2023)
RR
Louisiana(4/4/2022)
RR
Michigan(2/3/2021)
RR
Missouri(5/6/2025)
RR
Montana(8/17/2022)
RR
Nebraska(8/17/2022)
RR
New Jersey(9/26/2023)
RR
New Mexico(1/10/2023)
RR
New York(7/26/2022)
RR
Ohio(11/3/2022)
RR
Oklahoma(1/4/2021)
RR
Oregon(3/6/2024)
RR
Pennsylvania(4/4/2024)
RR
South Carolina(7/24/2025)
RR
Tennessee(1/30/2025)
IAR
Texas(1/23/2019)
RR
Texas(1/4/2021)
RR
Virginia(6/12/2021)
RR
West Virginia(4/4/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
BOX Exchange LLC
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe C2 Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
Long-Term Stock Exchange, Inc.
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
MIAX Emerald, LLC
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
MIAX Sapphire
SRO Registrations
RR
Miami International Securities Exchange, LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE National, Inc.
SRO Registrations
RR
NYSE Texas, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq GEMX, LLC
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq MRX, LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
GS
GOLDMAN SACHS WEALTH SERVICES, L.P.
GOLDMAN SACHS AYCO PERSONAL FINANCIAL MANAGEMENT | THE AYCO COMPANY,L.P. | THE AYCO COMPANY, L.P. | GOLDMAN SACHS WEALTH SERVICES, L.P.
CRD#: 106693 / SEC#: 801-48238
RIA
Registered Investment Advisory firm - (12/9/1994 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
100 Coliseum Drive, Cohoes, NY 12047
Mailing Address
P.o. Box 15201, Albany, NY 12212
Phone number
(518) 886-4000
Established
Firm type
Fiscal year end
# of Employees
1,809
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 33,477 |
| AUM (Assets Under Management) | $ 25,958,285,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2025 | ||
| 09/25/2024 | ||
| 11/17/2023 | ||
| 01/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
GOLDMAN SACHS WEALTH SERVICES, L.P.
CRD#: 106693Dallas, TX 75201TRUST BUT VERIFY
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