Thomas G. Prutzman
Professional summary
Thomas G Prutzman, who also goes by Thomas George Prutzman, is a registered financial advisor currently at ADVOWEALTH ADVISORS, LLC located in Reno, Nevada.
Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Thomas has worked at 3 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Thomas G Prutzman's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 5, 2006 - Present
ADVOWEALTH ADVISORS, LLC
November 2, 1998 - March 22, 2005
MORGAN STANLEY DW INC.
April 17, 1997 - March 22, 2005
MORGAN STANLEY DW INC.
September 12, 1996 - April 15, 1997
MONEY CONCEPTS CAPITAL CORP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/5/2006)
(1/30/2008)
Exams
Current Firm
ADVOWEALTH ADVISORS, LLC
CRD#: 140034 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 178 |
| AUM (Assets Under Management) | $ 44,945,578 |
Red Flags
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