Susan L. Palacios
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Susan Lee Palacios, who also goes by Susan Lee Hines, Susan Lee Humble, was a registered financial professional .
Susan is a previously registered financial professional and started their career in finance in 1996. Susan had worked at 6 firms and has passed the Series 63, Series 55, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 7, 2012 - February 4, 2013
JUSTLY MARKETS LLC
April 13, 2007 - April 19, 2011
ARITAS SECURITIES LLC
November 8, 2005 - April 2, 2007
LOOP CAPITAL MARKETS LLC
August 15, 1997 - August 28, 1998
WEB STREET SECURITIES, INC.
June 20, 1996 - October 15, 1996
HARRIS NESBITT CORP.
June 4, 1996 - June 18, 1996
KROLL SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 55
Date: 10/13/2005
Limited Representative-Equity Trader ExamCurrent Firm
JUSTLY MARKETS LLC
CRD#: 159572 / SEC#: , 8-69001
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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