Leann G. Kemper
Professional summary
Leann Geri Kemper, who also goes by Leann Geri Lodermeier, is a registered financial professional currently at CETERA INVESTMENT SERVICES LLC located in St Cloud, Minnesota and CETERA WEALTH SERVICES, LLC located in St Cloud, Minnesota.
Leann is registered as a RR (Registered Representative) and started their career in finance in 1999. Leann has worked at 16 firms and has passed the Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Leann Geri Kemper's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 19, 1996 - Present
CETERA INVESTMENT SERVICES LLC
Office #1: 400 1st St S Ste 300, St Cloud, MN 56301March 2, 2009 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 400 1st St S Ste 300, St Cloud, MN 56301March 2, 2009 - Present
CETERA ADVISORS LLC
Office #1: 400 1st St S Ste 300, St Cloud, MN 56301February 7, 2013 - Present
CETERA FINANCIAL SPECIALISTS LLC
Office #1: 400 1st St S Ste 300, St Cloud, MN 56301March 24, 2015 - November 9, 2016
VSR FINANCIAL SERVICES, INC.
March 24, 2015 - November 1, 2017
GIRARD SECURITIES, INC.
November 13, 2014 - November 9, 2016
INVESTORS CAPITAL CORP.
October 28, 2014 - November 10, 2014
REALTY CAPITAL SECURITIES, LLC
October 28, 2014 - December 23, 2015
J.P. TURNER & COMPANY, L.L.C.
October 28, 2014 - December 14, 2016
LEGEND EQUITIES CORPORATION
October 28, 2014 - December 3, 2019
SUMMIT BROKERAGE SERVICES, INC.
October 28, 2014 - September 8, 2022
FIRST ALLIED SECURITIES, INC.
October 2, 2014 - November 12, 2014
INVESTORS CAPITAL CORP.
March 2, 2009 - February 1, 2010
VOYA FINANCIAL ADVISORS, INC.
March 8, 2000 - December 31, 2010
GUARANTY BROKERAGE SERVICES, INC.
March 7, 2000 - November 14, 2003
BANCWEST INVESTMENT SERVICES, INC.
June 1, 1999 - November 17, 2009
BANCNORTH INVESTMENT GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
CETERA FINANCIAL SPECIALISTS LLC
CRD#: 10358 / SEC#: , 8-27082
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CETERA FINANCIAL GROUP, INC. | SOLE MEMBER | |
| BANKS, ELAYNE CAMILLE | VICE PRESIDENT | 3070202 |
| BUCHHEISTER, JEFFREY ROBERT | CHIEF FINANCIAL OFFICER | 4709900 |
| BUDEVICH, SERGE | VICE PRESIDENT AND TAX OFFICER | 7996345 |
| BURKOTT, DANIEL PAUL | CHIEF COMPLIANCE OFFICER | 4710068 |
| DOWELL, RODNEY CAMMERON | PRINCIPAL FINANCIAL OFFICER AND VICE PRESIDENT | 7376607 |
| GOK, LISA ANNE | SECRETARY | 5059738 |
| HOLWEGER, KIMBERLEY | CHIEF OPERATING OFFICER AND PRINCIPAL OPERATIONS OFFICER | 1572778 |
| KIRCHER, NICHOLE MARIE | VICE PRESIDENT | 2876887 |
| KRUEGER, RONALD GEORGE | MANAGER, CHIEF EXECUTIVE OFFICER AND PRESIDENT | 2651416 |
| LEE, WINNIE AI-LING | ASSISTANT SECRETARY | 7381661 |
| MACKAY, TODD CHRISTOPHER | MANAGER | 2799860 |
| MIZUGUCHI, MAURA | CHIEF ACCOUNTING OFFICER AND TREASURER | 5769181 |
| NEARY, JOSEPH DANIEL | MANAGER AND VICE PRESIDENT | 2993505 |
| RAMOS, RAMON | MONEY LAUNDERING REPORTING OFFICER | 2160203 |
| ROTHENBERG, JON HOWARD | VICE PRESIDENT | 2737327 |
| SMILEY, STANLEY ROBERT | VICE PRESIDENT | 3004604 |
| STINSON, TIMOTHY EARL MCCOY | VICE PRESIDENT | 2272183 |
| VAN HAVERMAAT, DAVID JAMES | ASSISTANT SECRETARY | 7042846 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 3 |
Red Flags
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Company Information
CETERA FINANCIAL SPECIALISTS LLC
CRD#: 10358St Cloud, MN 56301TRUST BUT VERIFY
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