Warner Whitman Wayne Iii
Professional Summary
Warner Whitman Wayne III, who also goes by Chip Wayne III, is a registered financial advisor currently at WEALTH EFFECTS located in Boston, Massachusetts. Warner is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Warner has worked at 8 firms and has passed the Series 65, Series 63, Series 79TO, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Chip Wayne Iii
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
30 years in the financial services industry
Current & Past Employments
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Current Firm
HUDSON RIVER GROUP | WEALTH EFFECTS LLC | WEALTH EFFECTS
Contact Information
Main Address
265 Franklin Street Suite 1702, Boston, MA 02110Phone Number
(617) 465-2560# of Employees
17SEC notice filing (17 States and Territories)
Registered to provide investment advisory services in 17 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
988AUM (Assets Under Management)
$472,000,000Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
HUDSON RIVER GROUP | WEALTH EFFECTS LLC | WEALTH EFFECTS
State Registrations and Notice Filings
(11/29/2022)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Warner Whitman Wayne III's CRS (Customer Relationship Summary).
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