Gilbert W. Vazquez
Professional summary
Gilbert William Vazquez is a registered financial professional currently at WEBULL FINANCIAL LLC located in New York, New York.
Gilbert is registered as a RR (Registered Representative) and started their career in finance in 2001. Gilbert has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 99, Series 25 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gilbert William Vazquez's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 10, 2018 - Present
WEBULL FINANCIAL LLC
Office #1: 44 Wall Street 2nd Floor, New York, NY 10005January 4, 2016 - January 18, 2018
JONESTRADING
May 9, 2014 - October 8, 2015
CLEARPOOL EXECUTION SERVICES, LLC
September 9, 2013 - October 8, 2015
WORLD-XECUTION STRATEGIES
November 1, 2002 - September 16, 2013
DIRECT ACCESS PARTNERS LLC
December 18, 2001 - November 14, 2002
BREAN MURRAY & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/10/2018)
Exams
Series 25
Date: 10/9/2003
NYSE Trading Assistant ExaminationCboe EDGX Exchange, Inc.
FINRA
NYSE American LLC
NYSE Arca, Inc.
Nasdaq Stock Market
New York Stock Exchange
Current Firm
WEBULL FINANCIAL LLC
CRD#: 289063 / SEC#: , 8-69978
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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