John P. Krause
Professional summary
John Penn Krause was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
John is a previously registered financial professional and started their career in finance in 1971. Prior to being barred, John had worked at 6 firms, which includes GLEACHER & COMPANY SECURITIES INC., A. E. PEARSON INC., E.A. MOOS & CO. L.P., FIRST PENNCO SECURITIES INC., NORMANDY SECURITIES INCORPORATED, WEEDEN & CO..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 3, 1986 - April 6, 2001
GLEACHER & COMPANY SECURITIES, INC.
May 19, 1980 - January 13, 1982
A. E. PEARSON, INC.
November 26, 1979 - March 31, 1980
E.A. MOOS & CO. L.P.
March 15, 1979 - October 7, 1979
FIRST PENNCO SECURITIES, INC.
January 3, 1978 - June 22, 1979
NORMANDY SECURITIES INCORPORATED
April 30, 1971 - February 11, 1978
WEEDEN & CO.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 11/24/1959
Registered Representative ExaminationCurrent Firm
GLEACHER & COMPANY SECURITIES, INC.
CRD#: 298 / SEC#: , 8-2018
Contact information
Documents
Disclosures
| Regulatory Event | 33 |
| Civil Event | 1 |
| Arbitration | 10 |
Red Flags
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