Anthony A. Loeffler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony August Loeffler, who also goes by Anthony A Loeffler, Anthony August Loeffler Jr, Tony Loeffler Jr, was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 1996. Anthony had worked at 13 firms and has passed the Series 66, Series 63, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 26, 2017 - March 23, 2018
T3 TRADING GROUP, LLC
April 8, 2011 - August 25, 2015
GARDEN STATE SECURITIES, INC.
May 26, 2010 - April 14, 2011
DAVID LERNER ASSOCIATES, INC.
December 12, 2007 - October 14, 2008
FIS BROKERAGE & SECURITIES SERVICES LLC
January 23, 2007 - November 26, 2007
MSI FINANCIAL SERVICES, INC.
March 10, 2006 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
March 10, 2006 - November 26, 2007
MSI FINANCIAL SERVICES, INC.
November 21, 2002 - December 9, 2003
LIGHTSPEED PROFESSIONAL TRADING LLC
April 3, 2001 - August 6, 2001
J.P. TURNER & COMPANY, L.L.C.
September 6, 2000 - April 4, 2001
LADENBURG THALMANN & CO. INC.
January 10, 2000 - November 8, 2000
BARRON CHASE SECURITIES, INC.
September 10, 1998 - January 14, 2000
EMERSON BENNETT & ASSOCIATES
January 1, 1998 - August 21, 1998
BARRON CHASE SECURITIES, INC.
July 2, 1997 - December 18, 1997
MORGAN GRANT CAPITAL CORP.
October 15, 1996 - July 18, 1997
INVESTORS ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 1/19/2008
Limited Representative-Equity Trader ExamCurrent Firm
T3 TRADING GROUP, LLC
CRD#: 154431 / SEC#: , 8-68639
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| T3 COMPANIES, LLC | MEMBER/OWNER | |
| LI, XIAOYAN | PRINCIPAL FINANCIAL OFFICER | 4465893 |
| LI, XIAOYAN | PRINCIPAL OPERATIONS OFFICER | 4465893 |
| LI, XIAOYAN | FINOP | 4465893 |
| MARQUIS, GARRET CHRISTIAN | CHEIF EXECUTIVE OFFICER | 3198686 |
| PIKOWSKI, STEVEN | CHIEF COMPLIANCE OFFICER | 1562340 |
| REDLER, SCOTT JASON JR | CHIEF STRATEGIC OFFICER | 2680492 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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