Maryellen Dunn
Professional summary
Maryellen Dunn, who also goes by Mary Ellen Covino, Mary Ellen Dunn, is a registered financial professional currently at FORESIDE FINANCIAL SERVICES, LLC located in Portland, Maine and IMST DISTRIBUTORS, LLC located in Portland, Maine.
Maryellen is registered as a RR (Registered Representative) and started their career in finance in 1996. Maryellen has worked at 14 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Maryellen Dunn's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 28, 2022 - Present
FORESIDE FINANCIAL SERVICES, LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101January 28, 2022 - Present
IMST DISTRIBUTORS, LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101January 28, 2022 - Present
QUASAR DISTRIBUTORS, LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101January 28, 2022 - Present
FORESIDE FUND SERVICES, LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101January 28, 2022 - Present
FORESIDE FUNDS DISTRIBUTORS LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101January 28, 2022 - December 31, 2022
FUNDS DISTRIBUTOR, LLC
January 28, 2022 - December 31, 2022
FORESIDE DISTRIBUTION SERVICES, L.P.
January 28, 2022 - October 11, 2023
COMPASS DISTRIBUTORS, LLC
September 9, 2015 - January 5, 2022
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
September 9, 2015 - January 25, 2022
PRUCO SECURITIES, LLC.
January 24, 2011 - January 25, 2022
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
December 18, 2006 - January 21, 2011
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
December 18, 2006 - January 21, 2011
PRUCO SECURITIES, LLC.
November 10, 2004 - January 21, 2011
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
March 14, 2002 - June 4, 2004
FREEDOM INVESTMENTS, INC.
November 16, 1999 - March 12, 2002
BUYANDHOLD SECURITIES CORPORATION
June 23, 1997 - September 14, 1999
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
July 29, 1996 - April 4, 1997
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/28/2022)
Exams
FINRA
Current Firm
FORESIDE FUNDS DISTRIBUTORS LLC
CRD#: 31334 / SEC#: , 8-45467
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS LLC | DIRECTOR OWNER/SOLE MEMBER | |
| BRUNNER, JENNIFER ANNE | VP/CHIEF COMPLIANCE OFFICER | 1137783 |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
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Company Information
FORESIDE FUNDS DISTRIBUTORS LLC
CRD#: 31334Portland, ME 04101TRUST BUT VERIFY
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