Christopher Brankin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Brankin, who also goes by Christopher Fitzgerald Brankin, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1996. Christopher had worked at 6 firms and has passed the Series 63, SIE, Series 3, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 26, 2010 - June 8, 2022
TD AMERITRADE, INC.
November 5, 2007 - May 26, 2010
BELLEVUE CHICAGO, LLC
October 14, 2005 - December 7, 2005
MB TRADING
February 1, 2001 - August 5, 2004
BANC ONE CAPITAL MARKETS, INC.
June 4, 1999 - January 22, 2001
BANC ONE BROKERAGE INTERNATIONAL CORPORATION
October 20, 1997 - February 3, 1999
TD AMERITRADE, INC.
November 8, 1996 - April 4, 1997
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
TD AMERITRADE, INC.
CRD#: 7870 / SEC#: 801-60469, 8-23395
Contact information
Disclosures
| Regulatory Event | 79 |
| Civil Event | 1 |
| Arbitration | 145 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
