James F. Schnieders

SCHNIEDERS CAPITAL MANAGEMENT.

Pasadena, CA 91101

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CRD#: 2751181

Professional summary

James Francis Schnieders, who also goes by Jim F Schnieders, Jim Schnieders, is a registered financial advisor currently at SCHNIEDERS CAPITAL MANAGEMENT, LLC. located in Pasadena, California.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. James has worked at 3 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jim F Schnieders | Jim Schnieders

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Francis Schnieders's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 10, 2002 - Present

SCHNIEDERS CAPITAL MANAGEMENT, LLC.

Office #1: 200 South Los Robles Avenue Suite 510, Pasadena, CA 91101

RIA

CRD#: 120952

Pasadena, CA

Past

January 3, 2005 - December 31, 2006

INDEPENDENCE CAPITAL MANAGEMENT, LLC

RIA

CRD#: 133540

PASADENA, CA

Past

June 12, 1996 - July 19, 2002

WILLIAM O'NEIL SECURITIES

CRD#: 894

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SCHNIEDERS CAPITAL MANAGEMENT, LLC.

CRD#: 120952 / SEC#: 801-61219

RIA

Registered Investment Advisory firm - (5/31/2002 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/10/2002)

IAR

Texas
(12/21/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/16/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/11/1996

General Securities Representative Examination

Current Firm

SCHNIEDERS CAPITAL MANAGEMENT, LLC.

CRD#: 120952 / SEC#: 801-61219

RIA

Registered Investment Advisory firm - (5/31/2002 Approved)

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Contact information

Main Address

200 South Los Robles Avenue Suite 510, Pasadena, CA 91101

Mailing Address

Phone number

(626) 584-6168

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SCHNIEDERS CAP MGMT - ADV PART 2A (4/7/2025)

Regulatory assets under management

Total Number of Accounts	1,099
AUM (Assets Under Management)	$ 864,364,981

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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James F. Schnieders

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Francis Schnieders's CRS (Customer Relationship Summary).

Certified licenses

Experience

SCHNIEDERS CAPITAL MANAGEMENT, LLC.

INDEPENDENCE CAPITAL MANAGEMENT, LLC

WILLIAM O'NEIL SECURITIES

Primary Firm SEC Registration

SCHNIEDERS CAPITAL MANAGEMENT, LLC.

State Registrations and Notice Filings

Exams

Series 63

Date: 8/16/1996

Series 7

Date: 6/11/1996

Current Firm

SCHNIEDERS CAPITAL MANAGEMENT, LLC.

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SCHNIEDERS CAPITAL MANAGEMENT, LLC.

TRUST BUT VERIFY

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