AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
DG

Daniel R. Glaser

CHARTER CAPITAL MANAGEMENT
Brookfield, WI 53005
Some features on this profile are disabled
CRD#: 2750930
DG

Professional summary

Daniel Richard Glaser, CFP® is a registered financial advisor currently at CHARTER CAPITAL MANAGEMENT, INC. located in Brookfield, Wisconsin.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Daniel has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Richard Glaser's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2003

Experience

Current

May 21, 2004 - Present

CHARTER CAPITAL MANAGEMENT, INC.

Office #1: 13805 W Burleigh Road Suite 100, Brookfield, WI 53005
RIA
CRD#: 35919
Brookfield, WI
Past

May 21, 2004 - December 14, 2016

CHARTER CAPITAL MANAGEMENT, INC.

BD
CRD#: 35919
WAUWATOSA, WI
Past

January 1, 1999 - May 27, 2004

INNOVATIVE INVESTMENT ADVISORY, INC.

RIA
CRD#: 113373
BROOKFIELD, WI
Past

July 3, 1996 - May 27, 2004

INNOVATIVE SECURITIES, INC.

BD
CRD#: 24097
WAUWATOSA, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CC
CHARTER CAPITAL MANAGEMENT, INC.
CHARTER CAPITAL MANAGEMENT, INC | CHARTER CAPITAL MANAGEMENT, LLC | CHARTER CAPITAL MANAGEMENT, INC.

CRD#: 35919 / SEC#: 801-16127, 8-46927

RIA
Registered Investment Advisory firm - SEC (5/1/1981 Approved)
BD
Terminated by SEC on 12/13/2016

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Wisconsin
(5/21/2004)

Exams

State Security Law Exam
IAR
Series 65
Date: 11/10/1997
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 7/2/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 12/14/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 7/2/1996
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 26
Date: 1/30/2012
Investment Company Products/Variable Contracts Principal Examination

Current Firm

CC
CHARTER CAPITAL MANAGEMENT, INC.
CHARTER CAPITAL MANAGEMENT, INC | CHARTER CAPITAL MANAGEMENT, LLC | CHARTER CAPITAL MANAGEMENT, INC.

CRD#: 35919 / SEC#: 801-16127, 8-46927

RIA
Registered Investment Advisory firm - SEC (5/1/1981 Approved)
BD
Terminated by SEC on 12/13/2016
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
13805 W Burleigh Road Suite 100, Brookfield, WI 53005
Mailing Address
Phone number
(414) 257-3700
Established
Wisconsin since 01/12/1981
Firm type
Corporation
Fiscal year end
December
# of Employees
4

SEC notice filing (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A BROCHURE (4/28/2025)

Direct owners and executive officers

NamePositionCRD#
GLASER, DANIEL RICHARDREGISTERED PRINCIPAL2750930
HASSLER, JOEL TCHIEF COMPLIANCE OFFICER, PRESIDENT2222541

Regulatory assets under management

Total Number of Accounts377
AUM (Assets Under Management)$ 411,737,769

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CHARTER CAPITAL MANAGEMENT, INC.

CRD#: 35919Brookfield, WI 53005

TRUST BUT VERIFY

Monitor Daniel Glaser

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Shelly May Wohler
Shelly WohlerAdvisorCheck Check Mark
INDEPENDENT FINANCIAL PARTNERS
IAR
RR
Brookfield, WI
Casey John Berrall
Casey BerrallAdvisorCheck Check Mark
BKM WEALTH MANAGEMENT
IAR
Brookfield, WI
CB
Carson BiberAdvisorCheck Check Mark
DRAKE & ASSOCIATES, LLC
IAR
WAUKESHA, WI
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2025 AdvisorCheck, an AIMR Analytics company. All rights reserved.