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JF

John Fletcher

PLURIS CAPITAL GROUP
New York, NY 10036
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CRD#: 2750926
JF

Professional summary


John Fletcher, who also goes by Fletch Fletcher, John Fletcher IV, is a registered financial professional currently at PLURIS CAPITAL GROUP, INC. located in New York, New York.

John is registered as a RR (Registered Representative) and started their career in finance in 1998. John has worked at 4 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 14, Series 28 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Fletch Fletcher | John Fletcher Iv

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view John Fletcher's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

September 14, 2016 - Present

PLURIS CAPITAL GROUP, INC.

Office #1: 1501 Broadway Suite 1515, New York, NY 10036
BD
CRD#: 30811
New York, NY
Past

September 25, 2015 - April 22, 2016

PLURIS CAPITAL GROUP, INC.

BD
CRD#: 30811
BROOKLYN, NY
Past

October 9, 2013 - September 26, 2014

MAXIM GROUP LLC

BD
CRD#: 120708
NEW YORK, NY
Past

November 1, 2005 - March 7, 2013

BREAN CAPITAL, LLC

BD
CRD#: 23723
NEW YORK, NY
Past

June 22, 1998 - March 14, 2006

BREAN MURRAY & CO., INC.

BD
CRD#: 7541
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 9/28/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 28
Date: 11/7/2019
Introducing Broker/Dealer Financial Operations Principal Examination
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


PC
PLURIS CAPITAL GROUP, INC.
J.H. LILLIAN SECURITIES CORP. | PLURIS CAPITAL GROUP, INC.

CRD#: 30811 / SEC#: , 8-45179

BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
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Contact information


Main Address
204 East 3rd Street, Brooklyn, NY 11218
Mailing Address
204 E. 3rd Street, Brooklyn, NY 11218
Phone number
(917) 304-3325
Established
New York since 09/08/1992
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (6 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
MJS CAPITAL ACQUISTION PARTNERS, LLC100% SHAREHOLDER
FLETCHER, JOHNCEO/CCO/COO/FINANCIAL AND OPERATIONS PRINCIPAL2750926

Disclosures


Regulatory Event3

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


PLURIS CAPITAL GROUP, INC.

CRD#: 30811New York, NY 10036

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