LS
Louis M. Shinaman
DESTINY WEALTH PARTNERS
Winter Park, FL 32789
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CRD#: 2750556
LS
Professional summary
Louis Mitchell Shinaman is a registered financial advisor currently at DESTINY WEALTH PARTNERS, LLC located in Winter Park, Florida.
Louis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Louis has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 24 and Series 4 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. RWM ASSET MANAGEMENT, LLC.; 2100 Lake Eustis Dr, Tavares, FL 32778; Manage UMA accounts Portfolio Management; Financial Advisor; 01/2017. Investment related. 10 hours per month; 8 hours per month during trading hours. Nature of Business ; Compcoin is a public currency trading platform. It uses a blockchain to securely share trading technology among investors instead of each competing with one another. If you own a digital coin called Compcoin (code CPC) the decentralized automatic global trading computer can auto execute trades in your individual investment account. Compcoin's technology is used by investors with the guidance of licensed financial advisers. Compcoins run a distributed network of financial trading computers creating a trusted automatic investment platform. It links individual investment accounts of every size globally, so they trade together with the advantages of artificial "predictive" intelligence (A.I). You can even can pay the platforms performance based profit sharing fees with the corresponding increases in its value. Member of the Advisory Council. To help guide the company as it continues to grow. 6/1/2017 Less than 1 hour per month. Zero hours during securities trading hours. 2. Independent insurance agent, since 2000, 2 hours/month; non-investment related 3. UCP of Central Florida, Board Member.
CRS (Client Relationship Summary) - RIA
Click below to view Louis Mitchell Shinaman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 5, 2017 - Present
DESTINY WEALTH PARTNERS, LLC
Office #1: 620 N. Denning Drive, Winter Park, FL 32789RIA
CRD#: 171346
Winter Park, FL
Past
July 5, 2018 - July 1, 2020
CWM, LLC
RIA
CRD#: 155344
Tavares, FL
Past
June 1, 2011 - January 7, 2021
RUGGIE WEALTH MANAGEMENT
RIA
CRD#: 145595
TAVARES, FL
Past
March 14, 2011 - October 4, 2016
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
TAVARES, FL
Past
December 16, 2010 - December 22, 2010
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
ORLANDO, FL
Past
December 15, 2008 - April 1, 2010
BROKERSXPRESS LLC
BD
CRD#: 127081
OVIEDO, FL
Past
October 19, 2007 - December 12, 2008
EMPIRE FINANCIAL GROUP, INC.
BD
CRD#: 28759
OVIEDO, FL
Past
September 23, 2005 - October 19, 2007
JHS CAPITAL ADVISORS, LLC
BD
CRD#: 112097
SANFORD, FL
Past
March 15, 2004 - September 23, 2005
STERLING FINANCIAL INVESTMENT GROUP, INC.
BD
CRD#: 41506
BOCA RATON, FL
Past
May 29, 2002 - April 2, 2004
ADVEST, INC.
BD
CRD#: 10
HARTFORD, CT
Past
June 4, 1996 - May 21, 2002
SOUTHERN FINANCIAL GROUP, INC.
BD
CRD#: 16714
COLUMBIA, SC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DW
DESTINY WEALTH PARTNERS, LLC
DESTINY 401(K) | SMART ASSETS OPTIMIZER | SMART ASSET OPTIMIZER | RWM ASSET MANAGEMENT, LLC | RUGGIE WEALTH MANAGEMENT | NICHOLS WEALTH PARTNERS | KCG INVESTMENT ADVISORY SERVICES | EDGE SOLUTIONS | EDGE 401K SOLUTIONS | EDGE 401K FUNDS | DESTINY WEALTH PARTNERS, LLC | DESTINY WEALTH PARTNERS | DESTINY WEALTH MANAGEMENT | DESTINY FAMILY OFFICE | DESTINY 401K
CRD#: 171346 / SEC#: 801-79789
RIA
Registered Investment Advisory firm - (5/28/2014 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(7/5/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
DW
DESTINY WEALTH PARTNERS, LLC
DESTINY 401(K) | SMART ASSETS OPTIMIZER | SMART ASSET OPTIMIZER | RWM ASSET MANAGEMENT, LLC | RUGGIE WEALTH MANAGEMENT | NICHOLS WEALTH PARTNERS | KCG INVESTMENT ADVISORY SERVICES | EDGE SOLUTIONS | EDGE 401K SOLUTIONS | EDGE 401K FUNDS | DESTINY WEALTH PARTNERS, LLC | DESTINY WEALTH PARTNERS | DESTINY WEALTH MANAGEMENT | DESTINY FAMILY OFFICE | DESTINY 401K
CRD#: 171346 / SEC#: 801-79789
RIA
Registered Investment Advisory firm - (5/28/2014 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2100 Lake Eustis Dr., Tavares, FL 32778
Mailing Address
Phone number
(352) 343-2700
Established
Firm type
Fiscal year end
# of Employees
26
SEC notice filing (21 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,030 |
| AUM (Assets Under Management) | $ 1,125,679,810 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
