KL
Kevin R. Loffredi
HARVEST INVESTMENT SERVICES
Oakbrook Terrace, IL 60181-4285
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CRD#: 2750551
KL
Professional summary
Kevin Robert Loffredi, CFP® is a registered financial advisor currently at HARVEST INVESTMENT SERVICES, LLC located in Oakbrook Terrace, Illinois.
Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Kevin has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
DBA - HARVEST INVESTMENT SERVICES, LLC POSITION: Investment Adviser Representative NATURE: Investment Advisory Sevices INVESTMENT RELATED: Yes NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 40 START DATE: 11/03/2017 ADDRESS: 1 TRANSAM PLAZA DRIVE, SUITE 230, OAKBROOK TERRACE IL 60181, United States DESCRIPTION: Providing Investment Advisory services to investors MORNINGSTAR, INC.; NOT INVESTMENT RELATED; 22 W WASHINGTON ST, CHICAGO, IL 60602; MAINTAIN AN ONLINE EDUCATION TOOL FOR THE BROKER/DEALER COMMUNITY; VICE PRESIDENT; STARTED 11/2001; 105 HRS/MO. KEVIN LOFFREDI POSITION: SELF NATURE: FINANCIAL PLANNING INVESTMENT RELATED: YES NUMBER OF HOURS: 0 INVESTMENT RELATED HOURS: 0 START DATE: 12/01/2007 ADDRESS: 1 TRANSAM PLAZA DRIVE, SUITE 230, OAKBROOK TERRACE IL 60181 DESCRIPTION: OFFER FINANCIAL PLANNING. HAVE THE ABILITY TO OFFER FINANCIAL PLANNING AND CONDUCT FEE-BASED SECURITIES BUT HAVE NOT. MORNINGSTAR, INC. POSITION: VICE PRESIDENT NATURE: RESEARCH/EDUCATION INVESTMENT RELATED: YES NUMBER OF HOURS: 105 INVESTMENT RELATED HOURS: 4 START DATE: 11/01/2010 ADDRESS: 22 W WASHINGTON ST, CHICAGO IL 60602 DESCRIPTION: MAINTAIN A ONLINE EDUCATION TOOL FOR THE BROKER/DEALER COMMUNITY KEVIN LOFFREDI POSITION: SELF NATURE: FIXED ANNUITIES INVESTMENT RELATED: NO NUMBER OF HOURS: 1 INVESTMENT RELATED HOURS: 0 START DATE: 06/01/1997 ADDRESS: 1 TRANSAM PLAZA DRIVE, SUITE 230, OAKBROOK TERRACE IL 60181 DESCRIPTION: SELL FIXED ANNUITIES. HAVE NOT SOLD ANY IN PRIOR YEAR OR LONGER BUT HAVE THE ABILITY TO. MORNINGSTAR, INC. POSITION: Consultant NATURE: Research/Education INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 10/17/2017 ADDRESS: 22 W. Washington St, Chicago IL 60602, United States DESCRIPTION: As a contractor, I consult on an online education tool for the broker/dealer community.
CRS (Client Relationship Summary) - RIA
Click below to view Kevin Robert Loffredi's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
November 3, 2017 - Present
HARVEST INVESTMENT SERVICES, LLC
Office #1: 1 Transam Plaza Drive Suite 230, Oakbrook Terrace, IL 60181-4285RIA
CRD#: 159390
Oakbrook Terrace, IL
Past
December 12, 2007 - November 27, 2017
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
OAKBROOK TERRACE, IL
Past
November 29, 2007 - July 3, 2018
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
OAKBROOK TERRACE, IL
Past
April 18, 2000 - November 9, 2007
LPL FINANCIAL LLC
RIA
CRD#: 6413
OAKBROOK TERRACE, IL
Past
July 20, 1999 - November 9, 2007
LPL FINANCIAL LLC
BD
CRD#: 6413
OAKBROOK TERRACE, IL
Past
October 31, 1997 - July 21, 1999
DREHER & ASSOCIATES, INC.
BD
CRD#: 8665
OAKBROOK TERRACE, IL
Past
January 22, 1997 - November 11, 1997
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Past
June 4, 1996 - January 14, 1997
DREHER & ASSOCIATES, INC.
BD
CRD#: 8665
OAKBROOK TERRACE, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HI
HARVEST INVESTMENT SERVICES, LLC
COMPREHENSIVE FINANCIAL PLANNING SERVICES | PYLE FINANCIAL SERVICES, INC | PROGRESSIVE FINANCIAL PLANNING SERVICES, INC. | HARVEST INVESTMENT SERVICES, LLC | HARVEST INVESTMENT SERVICES, INC. | HARRISON FINANCIAL GROUP, INC. | HARRISON FINANCIAL GROUP, INC | DOUBLE W FINANCIAL GROUP, INC. | COPELIN FINANCIAL ADVISORS
CRD#: 159390 / SEC#: 801-79232
RIA
Registered Investment Advisory firm - (2/24/2014 Approved)Arizona
Registered Investment Advisory firm - (3/21/2014 Terminated)California
Registered Investment Advisory firm - (4/20/2014 Terminated)Illinois
Registered Investment Advisory firm - (2/24/2014 Terminated)Louisiana
Registered Investment Advisory firm - (3/28/2014 Terminated)Michigan
Registered Investment Advisory firm - (3/21/2014 Terminated)Texas
Registered Investment Advisory firm - (3/21/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(11/3/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
HI
HARVEST INVESTMENT SERVICES, LLC
COMPREHENSIVE FINANCIAL PLANNING SERVICES | PYLE FINANCIAL SERVICES, INC | PROGRESSIVE FINANCIAL PLANNING SERVICES, INC. | HARVEST INVESTMENT SERVICES, LLC | HARVEST INVESTMENT SERVICES, INC. | HARRISON FINANCIAL GROUP, INC. | HARRISON FINANCIAL GROUP, INC | DOUBLE W FINANCIAL GROUP, INC. | COPELIN FINANCIAL ADVISORS
CRD#: 159390 / SEC#: 801-79232
RIA
Registered Investment Advisory firm - (2/24/2014 Approved)Arizona
Registered Investment Advisory firm - (3/21/2014 Terminated)California
Registered Investment Advisory firm - (4/20/2014 Terminated)Illinois
Registered Investment Advisory firm - (2/24/2014 Terminated)Louisiana
Registered Investment Advisory firm - (3/28/2014 Terminated)Michigan
Registered Investment Advisory firm - (3/21/2014 Terminated)Texas
Registered Investment Advisory firm - (3/21/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1 Transam Plaza Drive Suite 230, Oakbrook Terrace, IL 60181-4285
Mailing Address
Phone number
(630) 613-9230
Established
Firm type
Fiscal year end
# of Employees
32
SEC notice filing (24 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,335 |
| AUM (Assets Under Management) | $ 534,204,368 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
