Vladimir Ziskind
Professional summary
Vladimir Ziskind was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Vladimir is a previously registered financial professional and started their career in finance in 1997. Prior to being barred, Vladimir had worked at 7 firms, which includes DELTA ASSET MANAGEMENT COMPANY LLC, PHD CAPITAL, JOSEPHTHAL & CO. INC., JOSEPH GUNNAR & CO. LLC, FIRST ASSET MANAGEMENT INC., BLUESTONE CAPITAL CORP., RUSSO SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 25, 2003 - April 28, 2004
DELTA ASSET MANAGEMENT COMPANY, LLC
October 17, 2001 - November 1, 2002
DELTA ASSET MANAGEMENT COMPANY, LLC
October 31, 2000 - October 4, 2001
PHD CAPITAL
December 18, 1998 - November 10, 2000
JOSEPHTHAL & CO., INC.
September 1, 1998 - December 4, 1998
JOSEPH GUNNAR & CO. LLC
April 3, 1998 - August 31, 1998
FIRST ASSET MANAGEMENT, INC.
January 9, 1998 - February 13, 1998
BLUESTONE CAPITAL CORP.
January 17, 1997 - December 16, 1997
RUSSO SECURITIES INC.
State Registrations and Notice Filings
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Exams
Current Firm
DELTA ASSET MANAGEMENT COMPANY, LLC
CRD#: 39923 / SEC#: , 8-48888
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 6 |
| Arbitration | 2 |
Red Flags
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