Paul Heffernan
Professional summary
Paul Heffernan is a registered financial professional currently at P.J. ROBB VARIABLE, LLC located in Holladay, Utah.
Paul is registered as a RR (Registered Representative) and started their career in finance in 1996. Paul has worked at 7 firms and has passed the Series 63, Series 65, Series 6TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Paul Heffernan's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 7, 2023 - Present
P.J. ROBB VARIABLE, LLC
Office #1: 6510 South Millrock Drive Suite 435, Holladay, UT 84121November 28, 2011 - August 31, 2012
PARTNERVEST ADVISORY SERVICES LLC
March 19, 2007 - June 3, 2010
RAFFERTY CAPITAL MARKETS, LLC
February 24, 2005 - January 3, 2007
COREBRIDGE CAPITAL SERVICES, INC.
August 16, 2004 - November 22, 2004
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
March 5, 2003 - August 31, 2004
IFMG SECURITIES, INC.
August 23, 2002 - April 4, 2003
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
July 17, 2000 - January 29, 2003
KEYPORT FINANCIAL SERVICES CORP.
June 28, 1996 - March 30, 1999
KEYPORT FINANCIAL SERVICES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 2/7/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
P.J. ROBB VARIABLE, LLC
CRD#: 38339 / SEC#: , 8-48197
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CRUMP LIFE INSURANCE SERVICES, LLC | OWNER | |
| COLLINS, HEATHER MARIE | ASSISTANT TREASURER AND PRINCIPAL OPERATIONS OFFICER | 5851459 |
| CORDLE, COYE BAXTER III | CHIEF COMPLIANCE OFFICER, AML OFFICER & PRIVACY OFFICER | 4544954 |
| HARRISON, BRUCE ANDREW | PRESIDENT, CEO AND CHAIRMAN OF THE BOARD / DIRECTOR | 2232934 |
| MERCHANT, JEFFREY S | CHIIEF FINANCIAL OFFICER / TREASURER / PRINCIPAL FINANCIAL OFFICER / DIRECTOR | 4668892 |
| SCHUYLER, JOHN EDWIN | SECRETARY AND DIRECTOR | 1056044 |
| STAHLNECKER, ERIN ELIZABETH | ALTERNATE PRINCIPAL OPERATIONS OFFICER | 6606934 |
Red Flags
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