Patrick Francis Preece
Professional Summary
Patrick Francis Preece is a registered financial advisor currently at TAG CAPITAL PARTNERS located in Miami, Florida. Patrick is registered as a RR (Registered Representative) and started their career in finance in 1996. Patrick has worked at 6 firms and has passed the Series 63, Series 79TO, Series 7TO, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Contact Information
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Disclosures on record.
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Years of Experience
30 years in the financial services industry
Current & Past Employments
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Current Firm
TAG CAPITAL PARTNERS | TAG CAPITAL PARTNERS LLC
Contact Information
Main Address
275 Madison Ave 30th Floor, New York, NY 10016Mailing Address
275 Madison Ave 30th Floor, New York, NY 10016Phone Number
(212) 993-7400Established
New York since 01/06/2022Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(2/13/2025)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Mar 2025About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Patrick Francis Preece's CRS (Customer Relationship Summary).
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