Joel H. Krasner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joel Harvey Krasner, who also goes by Joel Krasner, was a registered financial professional .
Joel is a previously registered financial professional and started their career in finance in 1972. Joel had worked at 13 firms and has passed the Series 63, Series 99TO, Series 57TO, Series 7TO, SIE, Series 3, Series 16, Series 18, PC, Series 1, Series 4, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 22, 2024 - April 9, 2025
BERNSTEIN INSTITUTIONAL SERVICES LLC
January 4, 2007 - April 9, 2025
SG AMERICAS SECURITIES, LLC
May 3, 2005 - December 18, 2006
RBC CAPITAL MARKETS CORPORATION
March 3, 2005 - April 29, 2005
PRIME EXECUTIONS, INC.
April 6, 2004 - January 21, 2005
BANC OF AMERICA SECURITIES LLC
April 24, 2001 - March 29, 2004
DEUTSCHE BANK SECURITIES INC.
April 2, 1997 - December 18, 2000
GLEACHER & COMPANY SECURITIES, INC.
September 24, 1990 - April 7, 1997
LOEWENBAUM & COMPANY INCORPORATED
September 12, 1989 - January 10, 1991
OPPENHEIMER & CO. INC.
January 24, 1989 - June 5, 1989
L. F. ROTHSCHILD & CO. INCORPORATED
May 28, 1987 - June 5, 1989
L. F. ROTHSCHILD & CO. INCORPORATED
January 16, 1984 - July 22, 1987
MORGAN STANLEY DW INC.
September 1, 1978 - December 22, 1983
LEHMAN BROTHERS KUHN LOEB INCORPORATED
June 26, 1972 - November 11, 1972
ANDRESEN & CO.
Primary Firm SEC Registration
BERNSTEIN INSTITUTIONAL SERVICES LLC
CRD#: 317807 / SEC#: 801-129468, 8-71053
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 18
Date: 8/24/1978
Securities Industry Rules and Regulations ExaminationPC
Date: 8/2/1978
AMEX Put and Call ExamSeries 1
Date: 6/22/1972
Registered Representative ExaminationCurrent Firm
BERNSTEIN INSTITUTIONAL SERVICES LLC
CRD#: 317807 / SEC#: 801-129468, 8-71053
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BERNSTEIN NORTH AMERICA HOLDINGS LLC | SOLE LLC MEMBER | |
| BERTAN, LAURENCE HUGH | CHIEF COMPLIANCE OFFICER | 2332647 |
| HEATH, THOMAS | PRINCIPAL OPERATIONS OFFICER | 2892153 |
| KEYES-GREVELIS, STEPHEN N | HEAD OF SALES | 4273925 |
| MCGRANAHAN, COLIN A | HEAD OF RESEARCH | 4378110 |
| MORGAN, SCOTT THOMAS | HEAD OF TRADING | 2578628 |
| RHEE, KIHO | CHIEF FINANCIAL OFFICER / FINOP | 2827794 |
| VAN BRUGGE, ROBERT PIETER | CHIEF EXECUTIVE OFFICER | 4610799 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
