Roman Pasinkovsky
Professional summary
Roman Pasinkovsky was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Roman is a previously registered financial professional and started their career in finance in 1996. Prior to being barred, Roman had worked at 6 firms, which includes GREAT EASTERN SECURITIES INC., DELTA ASSET MANAGEMENT COMPANY LLC, BLACKWOOD SECURITIES LLC, RUMSON CAPITAL LLC, STRATEGIC RISK MANAGEMENT INC., PRINCETON SECURITIES CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 25, 2004 - August 27, 2004
GREAT EASTERN SECURITIES, INC.
May 15, 2002 - May 19, 2004
DELTA ASSET MANAGEMENT COMPANY, LLC
December 17, 2001 - January 28, 2002
BLACKWOOD SECURITIES, LLC
September 13, 2000 - October 16, 2001
RUMSON CAPITAL, LLC
April 29, 1998 - July 9, 1998
STRATEGIC RISK MANAGEMENT, INC.
July 24, 1996 - January 21, 1998
PRINCETON SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 7/30/2001
Limited Representative-Equity Trader ExamCurrent Firm
GREAT EASTERN SECURITIES, INC.
CRD#: 2061 / SEC#: , 8-16880
Contact information
Documents
Disclosures
| Regulatory Event | 9 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
