Nebojsa Paldrmic
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nebojsa Paldrmic, who also goes by Nick Paldrmic, was a registered financial professional .
Nebojsa is a previously registered financial professional and started their career in finance in 1996. Nebojsa had worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 23, 2012 - May 8, 2014
BMO HARRIS FINANCIAL ADVISORS, INC.
August 23, 2012 - May 8, 2014
BMO HARRIS FINANCIAL ADVISORS, INC.
September 21, 2009 - November 8, 2010
ROMANO BROTHERS AND COMPANY
September 21, 2009 - November 8, 2010
ROMANO BROTHERS AND COMPANY
March 2, 2004 - September 22, 2009
NORTHERN TRUST SECURITIES, INC.
March 2, 2004 - September 22, 2009
NORTHERN TRUST SECURITIES, INC.
February 13, 2003 - March 12, 2004
FIFTH THIRD SECURITIES, INC.
June 24, 1996 - October 4, 2001
IDS LIFE INSURANCE COMPANY
June 24, 1996 - October 4, 2001
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BMO HARRIS FINANCIAL ADVISORS, INC.
CRD#: 137115 / SEC#: 801-64847, 8-67064
Contact information
FINRA licenses (1 States and Territories)
Disclosures
| Regulatory Event | 7 |
Red Flags
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