Russell R. Melland
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Russell Raymond Melland, CFP® was a registered financial professional .
Russell is a previously registered financial professional and started their career in finance in 1996. Russell had worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2003
Experience
March 31, 2017 - May 4, 2023
JOHNSON WEALTH INC.
April 2, 2009 - February 23, 2010
ACS SECURITIES CORP.
December 17, 1998 - February 6, 2009
INVEST FINANCIAL CORPORATION
December 17, 1998 - February 6, 2009
INVEST FINANCIAL CORPORATION
June 3, 1996 - December 21, 1998
FIRSTAR INVESTMENT SERVICES,INC.
Primary Firm SEC Registration
JOHNSON WEALTH INC.
CRD#: 125557 / SEC#: 801-61862
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
JOHNSON WEALTH INC.
CRD#: 125557 / SEC#: 801-61862
Contact information
SEC notice filing (45 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 6,888 |
| AUM (Assets Under Management) | $ 9,109,318,040 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/27/2025 | ||
| 10/25/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
