Miranda O'keefe

TSFG

Houston, TX 77046

Some features on this profile are disabled

CRD#: 2750070

Professional summary

Miranda O'keefe, who also goes by Miranda Kay Crowley, Miranda Kay Fyke, Miranda Kay O'keefe, Miranda O'keefe, Miranda Okeefe, Okeefe, Miranda Kay Smith, is a registered financial advisor currently at TSFG, LLC located in Houston, Texas and 15 WEALTH ADVISORS LLC located in Houston, Texas.

Miranda is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Miranda has worked at 16 firms and has passed the Series 65, Series 63, Series 99TO, Series 52TO, SIE, Series 7, Series 14, Series 4, Series 53 and Series 24 exams.

Aliases

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Miranda O'keefe's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 20, 2026 - Present

TSFG, LLC

Office #1: 24 Greenway Plaza Ste 1725, Houston, TX 77046

RIA

CRD#: 172555

Houston, TX

Current

April 2, 2026 - Present

15 WEALTH ADVISORS LLC

Office #1: 24 Greenway Plaza Ste 1725, Houston, TX 77046

RIA

CRD#: 337459

Houston, TX

Current

December 9, 2024 - Present

LPL FINANCIAL LLC

Office #1: 24 Greenway Plaza, Ste 1800-o, Houston, TX 77046

RIA

CRD#: 6413

HOUSTON, TX

Past

April 17, 2025 - July 21, 2026

LPL FINANCIAL LLC

RIA

CRD#: 6413

MUNDELEIN, IL

Past

February 14, 2023 - October 21, 2024

TD AMERITRADE CLEARING, INC.

CRD#: 5633

OMAHA, NE

Past

May 26, 2022 - December 14, 2024

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Fulshear, TX

Past

May 26, 2022 - December 14, 2024

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Past

March 18, 2019 - April 6, 2022

VALIC FINANCIAL ADVISORS, INC.

RIA

CRD#: 42803

HOUSTON, TX

Past

March 18, 2019 - April 6, 2022

VALIC FINANCIAL ADVISORS, INC.

CRD#: 42803

HOUSTON, TX

Past

May 16, 2012 - November 14, 2018

INVESCO ADVISERS, INC.

RIA

CRD#: 105360

HOUSTON, TX

Past

May 2, 2012 - November 14, 2018

INVESCO DISTRIBUTORS, INC.

CRD#: 7369

HOUSTON, TX

Past

May 2, 2012 - November 14, 2018

INVESCO CAPITAL MARKETS, INC.

CRD#: 6939

HOUSTON, TX

Past

August 15, 2003 - April 24, 2012

VANGUARD MARKETING CORPORATION

CRD#: 7452

MALVERN, PA

Past

January 9, 2002 - July 22, 2003

NF CLEARING, INC.

CRD#: 14285

PHILADELPHIA, PA

Past

March 7, 2000 - December 31, 2001

TRADESTAR INVESTMENTS,INC.

CRD#: 14565

HOUSTON, TX

Past

March 7, 2000 - December 31, 2001

FISERV INVESTOR SERVICES, INC.

CRD#: 34637

HOUSTON, TX

Past

August 24, 1999 - March 1, 2000

AMERICAN GENERAL SECURITIES INCORPORATED

CRD#: 13626

PHOENIX, AZ

Past

March 1, 1999 - July 30, 1999

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

CHICAGO, IL

Past

May 24, 1996 - March 1, 1999

J.P. MORGAN SECURITIES OF TEXAS, INC.

CRD#: 17116

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TSFG, LLC

CRD#: 172555 / SEC#: 801-99339

RIA

Registered Investment Advisory firm - (6/3/2015 Approved)

Illinois

Registered Investment Advisory firm - (6/3/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(7/27/2026)

Alaska
(7/27/2026)

Arizona
(7/27/2026)

Arkansas
(7/27/2026)

California
(7/27/2026)

Colorado
(7/27/2026)

Connecticut
(7/27/2026)

Delaware
(7/27/2026)

District of Columbia
(7/27/2026)

Florida
(7/27/2026)

Georgia
(7/27/2026)

Hawaii
(7/27/2026)

Illinois
(12/9/2024)

IAR

Illinois
(3/20/2026)

Indiana
(7/27/2026)

Iowa
(7/27/2026)

Kansas
(7/27/2026)

Kentucky
(7/27/2026)

Louisiana
(7/27/2026)

Maine
(7/27/2026)

Maryland
(7/27/2026)

Massachusetts
(7/27/2026)

Michigan
(7/27/2026)

Minnesota
(7/27/2026)

Mississippi
(7/27/2026)

Missouri
(7/27/2026)

Montana
(7/27/2026)

Nevada
(7/27/2026)

New Jersey
(7/27/2026)

New Mexico
(7/27/2026)

New York
(7/27/2026)

North Dakota
(7/27/2026)

Oklahoma
(7/27/2026)

Oregon
(7/27/2026)

Pennsylvania
(7/27/2026)

Rhode Island
(7/27/2026)

South Carolina
(7/27/2026)

South Dakota
(7/27/2026)

Tennessee
(7/27/2026)

Texas
(12/9/2024)

IAR

Texas
(3/20/2026)

Utah
(7/27/2026)

Virginia
(7/27/2026)

Washington
(7/27/2026)

Wisconsin
(7/27/2026)

Wyoming
(7/27/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/29/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/30/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/23/1996

General Securities Representative Examination

Principal/Supervisory Exam

Series 14

Date: 4/30/2003

Compliance Officer Examination

Principal/Supervisory Exam

Series 4

Date: 12/18/2000

Registered Options Principal Examination

Principal/Supervisory Exam

Series 53

Date: 7/7/1998

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 3/31/1998

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

TSFG, LLC

CRD#: 172555 / SEC#: 801-99339

RIA

Registered Investment Advisory firm - (6/3/2015 Approved)

Illinois

Registered Investment Advisory firm - (6/3/2015 Terminated)

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Contact information

Main Address

1052 N Western Avenue, Lake Forest, IL 60045

Mailing Address

Phone number

(847) 735-7100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (21 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TSFG SUPPLEMENTAL WRAP BROCHURE (2/17/2026)

TSFG DISCLOSURE BROCHURE (2/17/2026)

Regulatory assets under management

Total Number of Accounts	2,846
AUM (Assets Under Management)	$ 997,218,360

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Miranda O'keefe

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Miranda O'keefe's CRS (Customer Relationship Summary).

Certified licenses

Experience

15 WEALTH ADVISORS LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

TD AMERITRADE CLEARING, INC.

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

VALIC FINANCIAL ADVISORS, INC.

VALIC FINANCIAL ADVISORS, INC.

INVESCO ADVISERS, INC.

INVESCO DISTRIBUTORS, INC.

INVESCO CAPITAL MARKETS, INC.

VANGUARD MARKETING CORPORATION

NF CLEARING, INC.

TRADESTAR INVESTMENTS,INC.

FISERV INVESTOR SERVICES, INC.

AMERICAN GENERAL SECURITIES INCORPORATED

CHASE INVESTMENT SERVICES CORP.

J.P. MORGAN SECURITIES OF TEXAS, INC.

Primary Firm SEC Registration

TSFG, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/29/1999

Series 63

Date: 5/30/1996

Series 99TO

Date: 1/2/2023

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 5/23/1996

Series 14

Date: 4/30/2003

Series 4

Date: 12/18/2000

Series 53

Date: 7/7/1998

Series 24

Date: 3/31/1998

FINRA

Current Firm

TSFG, LLC

Contact information

SEC notice filing (21 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TSFG, LLC

TRUST BUT VERIFY

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