Jennifer L. Paradiso
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jennifer Lynn Paradiso, who also goes by Jennifer L Paradiso, Jennifer Paradiso, was a registered financial professional .
Jennifer is a previously registered financial professional and started their career in finance in 1996. Jennifer had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 6, 2016 - August 3, 2022
THE LEADERS GROUP, INC.
August 1, 2007 - September 9, 2016
THE HUNTINGTON INVESTMENT COMPANY
September 26, 2002 - August 1, 2007
NATIONAL PLANNING CORPORATION
August 27, 2001 - October 2, 2002
AMERITAS INVESTMENT COMPANY, LLC
October 13, 1999 - August 27, 2001
CETERA WEALTH SERVICES, LLC
April 30, 1998 - October 12, 1998
MORGAN STANLEY DW INC.
August 9, 1996 - April 8, 1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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