Frank R. Mcevoy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frank Roy Mcevoy was a registered financial professional .
Frank is a previously registered financial professional and started their career in finance in 1996. Frank had worked at 5 firms and has passed the Series 63, SIE, Series 86, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 28, 2014 - January 12, 2016
CHERRY TREE WEALTH MANAGEMENT, LLC
May 11, 2011 - January 12, 2016
CHERRY TREE & ASSOCIATES, LLC
July 8, 2009 - April 20, 2011
CRAIG-HALLUM CAPITAL GROUP LLC
January 1, 2005 - June 29, 2009
CHERRY TREE & ASSOCIATES, LLC
January 13, 1998 - June 18, 2002
PIPER SANDLER & CO.
June 13, 1996 - January 1, 1998
JOHN G. KINNARD AND COMPANY, INCORPORATED
Primary Firm SEC Registration
CHERRY TREE WEALTH MANAGEMENT, LLC
CRD#: 151406 / SEC#: 801-70554
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CHERRY TREE WEALTH MANAGEMENT, LLC
CRD#: 151406 / SEC#: 801-70554
Contact information
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,042 |
| AUM (Assets Under Management) | $ 593,289,354 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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