Michael H. Liu
Professional summary
Michael Hong Liu, who also goes by Hong Jun Liu, Tony Liu, is a registered financial advisor currently at LIGHTHORSE ASSET MANAGEMENT, LLC located in San Juan Capistrano, California.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Michael has worked at 4 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael Hong Liu's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 10, 2008 - Present
LIGHTHORSE ASSET MANAGEMENT, LLC
Office #1: 32422 Harvest Dr, San Juan Capistrano, CA 92675April 27, 2004 - January 20, 2008
HUNTINGTON CAPITAL MANAGEMENT, INC.
June 30, 2000 - March 30, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 30, 2000 - March 30, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 12, 1996 - July 28, 2000
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/10/2008)
Exams
Current Firm
LIGHTHORSE ASSET MANAGEMENT, LLC
CRD#: 145815 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 1,100,000 |
Red Flags
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