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BM

Brian J. Mcdonagh

CLARKSONS SECURITIES,
Pompano Beach, FL
Some features on this profile are disabled
CRD#: 2749774
BM

Professional summary


Brian Joseph Mcdonagh, who also goes by Brian J Mcdonagh, is a registered financial professional currently at CLARKSONS SECURITIES, INC located in Pompano Beach, Florida.

Brian is registered as a RR (Registered Representative) and started their career in finance in 1996. Brian has worked at 9 firms and has passed the Series 63, Series 79TO, Series 99TO, Series 57TO, Series 52TO, SIE, Series 3, Series 87, Series 55, Series 7, Series 27, Series 53, Series 14, Series 24, Series 10, Series 9 and Series 4 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Brian J Mcdonagh

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Brian Joseph Mcdonagh's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

November 22, 2022 - Present

CLARKSONS SECURITIES, INC

Office #2: 104 West 40th Street - 12th Floor, New York, NY 10018
BD
CRD#: 30882
Pompano Beach, FL
Past

February 11, 2016 - November 23, 2022

CITIZENS CAPITAL MARKETS

BD
CRD#: 277073
STAMFORD, CT
Past

July 30, 2014 - November 23, 2022

CITIZENS SECURITIES, INC.

BD
CRD#: 39550
WESTWOOD, MA
Past

August 7, 2013 - June 17, 2014

DELOITTE CORPORATE FINANCE LLC

BD
CRD#: 111747
NEW YORK, NY
Past

June 5, 2007 - July 26, 2013

GLEACHER & COMPANY SECURITIES, INC.

BD
CRD#: 298
NEW YORK, NY
Past

September 2, 1998 - June 17, 2005

WALL STREET ACCESS

BD
CRD#: 10012
NEW YORK, NY
Past

April 17, 1998 - September 11, 1998

BARINGTON CAPITAL GROUP, L.P.

BD
CRD#: 29383
NEW YORK, NY
Past

October 15, 1996 - April 14, 1998

D. H. BLAIR & CO., INC.

BD
CRD#: 6833
NEW YORK, NY
Past

September 11, 1996 - October 4, 1996

THE BOSTON GROUP

BD
CRD#: 37652
LOS ANGELES, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(11/22/2022)
RR
Illinois
(11/22/2022)
RR
New York
(11/22/2022)

Exams


State Security Law Exam
RR
Series 63
Date: 9/17/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 2/10/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 3/16/2000
Limited Representative-Equity Trader Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 14
Date: 12/4/2007
Compliance Officer Examination
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
FINRA

Current Firm


CS
CLARKSONS SECURITIES, INC
CLARKSONS PLATOU SECURITIES, INC. | RS PLATOU MARKETS, INC. | RS PLATOU MARKETS INC. | R & R PLANNING GROUP LTD | DJF DISCOUNT BROKERS, INC. | DJF DISCOUNT BROKERS, INC | CLARKSONS SECURITIES, INC. | CLARKSONS SECURITIES, INC

CRD#: 30882 / SEC#: , 8-45221

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
104 West 40th Street - 12th Floor, New York, NY 10018
Mailing Address
104 West 40th Street - 12th Floor, New York, NY 10018
Phone number
(212) 317-7092
Established
New York since 09/15/1992
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (18 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
CLARKSONS SECURITIES ASSOLE SHAREHOLDER
DEVRIES, TIMOTHY SCO-CEO4852002
FODSTAD, CHRISTIAN GJELSVIKDIRECTOR7726256
HELBERG, IVAN ERIKDIRECTOR6447460
HOY, SNORRE FAERDENDIRECTOR7726806
IANNACI, SALVATORE ANTHONYCO-CEO2778870
MCDONAGH, BRIAN JOSEPHCHIEF COMPLIANCE OFFICER2749774
MCDONAGH, BRIAN JOSEPHCFO/FINOP2749774

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


CLARKSONS SECURITIES, INC

CRD#: 30882Pompano Beach, FL

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