Leonard W. Krane
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Leonard Warren Krane, who also goes by Lenny Krane, was a registered financial professional .
Leonard is a previously registered financial professional and started their career in finance in 1973. Leonard had worked at 3 firms and has passed the Series 63, PC and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 8, 1991 - November 4, 1992
COMMONWEALTH INSTITUTIONAL SECURITIES, INC.
February 9, 1990 - December 13, 1990
LEHMAN BROTHERS INC.
February 15, 1973 - February 8, 1990
A. G. EDWARDS & SONS, INC.
State Registrations and Notice Filings
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Exams
PC
Date: 8/23/1977
AMEX Put and Call ExamSeries 1
Date: 2/10/1973
Registered Representative ExaminationCurrent Firm
COMMONWEALTH INSTITUTIONAL SECURITIES, INC.
CRD#: 22305 / SEC#: , 8-39575
Contact information
Documents
Red Flags
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