Louis A. Donzelli
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Louis Anthony Donzelli, who also goes by Lou Donzelli, Louie Donzelli, Louis A Donzelli, was a registered financial professional .
Louis is a previously registered financial professional and started their career in finance in 1997. Louis had worked at 14 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 20, 2013 - January 23, 2014
BROOKVILLE CAPITAL PARTNERS
June 25, 2012 - March 21, 2013
JOHN THOMAS FINANCIAL
October 18, 2011 - July 20, 2012
OBSIDIAN FINANCIAL GROUP, LLC
July 14, 2009 - October 25, 2011
JOHN THOMAS FINANCIAL
May 18, 2007 - July 7, 2009
AMERICA'S CHOICE EQUITIES LLC
June 27, 2005 - June 15, 2007
ITRADEDIRECT.COM CORP
May 13, 2005 - June 15, 2005
GUNNALLEN FINANCIAL, INC
April 20, 2001 - May 19, 2005
MILESTONE FINANCIAL SERVICES, INC.
February 3, 1999 - May 15, 2001
SEABOARD SECURITIES, INC.
September 3, 1998 - January 29, 1999
UBS FINANCIAL SERVICES INC.
January 9, 1998 - May 4, 1998
SEABOARD SECURITIES, INC.
November 17, 1997 - December 16, 1997
D.L. CROMWELL INVESTMENTS, INC.
October 21, 1997 - November 18, 1997
WALSH MANNING SECURITIES, LLC
October 2, 1997 - October 27, 1997
DETWILER FENTON & CO.
August 20, 1997 - October 1, 1997
D.L. CROMWELL INVESTMENTS, INC.
July 29, 1997 - August 26, 1997
BARINGTON CAPITAL GROUP, L.P.
April 18, 1997 - August 12, 1997
DUKE & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BROOKVILLE CAPITAL PARTNERS
CRD#: 102380 / SEC#: , 8-52119
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CANTERBURY SECURITIES HOLDINGS INC. | SOLE MEMBER | |
| IEZZONI, GABRIEL ANTHONY | CHIEF COMPLIANCE OFFICER, OPTIONS PRINCIPAL | 1243767 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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