John P. Connor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Philip Connor was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1997. John had worked at 13 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 4, 2019 - August 3, 2020
VIRTU ITG LLC
March 12, 2019 - April 9, 2020
VIRTU FINANCIAL CAPITAL MARKETS LLC
July 2, 2013 - June 11, 2014
GETCO EXECUTION SERVICES LLC
January 3, 2011 - September 9, 2026
VIRTU AMERICAS LLC
March 17, 2008 - January 3, 2011
KNIGHT DIRECT LLC
July 2, 2007 - September 4, 2008
EDGETRADE LLC
January 29, 2007 - June 18, 2007
TAFFERER TRADING, LLC
May 4, 2006 - January 29, 2007
OPUS TRADING FUND LLC
March 22, 1999 - March 23, 2004
SCHONFELD SECURITIES, LLC
March 21, 1998 - December 4, 1998
ON-SITE TRADING, INC.
September 15, 1997 - December 17, 1997
PARAGON CAPITAL MARKETS, INC.
January 28, 1997 - August 20, 1997
ARGENT SECURITIES, INC.
January 14, 1997 - January 27, 1997
DUKE & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
What does exam status mean?
Series 99TO
Passed: 1/2/2023
Operations Professional ExaminationSeries 57TO
Passed: 1/2/2023
Securities Trader ExamCurrent Firm
VIRTU ITG LLC
CRD#: 29299 / SEC#: , 8-44218
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| VIRTU ITG HOLDINGS LLC | SHAREHOLDER | |
| CAVOLI, STEPHEN JOHN | CHIEF EXECUTIVE OFFICER | 4468202 |
| ILARIO, ANTHONY | CHIEF OPERATIONS OFFICER | 2262100 |
| LEVINE, MATTHEW STEVEN | CHIEF COMPLIANCE OFFICER | 5384169 |
| ROSS, CHRISTOPHER MICHAEL | REGISTERED OPTIONS SECURITIES FUTURES PRINCIPAL | 4749157 |
| SULLIVAN, JOHN GERALD | FINOP | 4330347 |
| WILLIAMS, IAN TIMOTHY MR. | MANAGING DIRECTOR | 5637056 |
Disclosures
| Regulatory Event | 40 |
Red Flags
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