John P. Connor
Professional summary
John Philip Connor is a registered financial professional currently at VIRTU AMERICAS LLC located in Short Hills, New Jersey.
John is registered as a RR (Registered Representative) and started their career in finance in 1997. John has worked at 13 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Philip Connor's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 3, 2011 - Present
VIRTU AMERICAS LLC
Office #1: 101 Jfk Parkway 6th Floor, Short Hills, NJ 07078Office #2: 3835 Pga Blvd. Divosta Towers 6th Fl., Palm Beach Gardens, FL, 33410April 4, 2019 - August 3, 2020
VIRTU ITG LLC
March 12, 2019 - April 9, 2020
VIRTU FINANCIAL CAPITAL MARKETS LLC
July 2, 2013 - June 11, 2014
GETCO EXECUTION SERVICES LLC
March 17, 2008 - January 3, 2011
KNIGHT DIRECT LLC
July 2, 2007 - September 4, 2008
EDGETRADE LLC
January 29, 2007 - June 18, 2007
TAFFERER TRADING, LLC
May 4, 2006 - January 29, 2007
OPUS TRADING FUND LLC
March 22, 1999 - March 23, 2004
SCHONFELD SECURITIES, LLC
March 21, 1998 - December 4, 1998
ON-SITE TRADING, INC.
September 15, 1997 - December 17, 1997
PARAGON CAPITAL MARKETS, INC.
January 28, 1997 - August 20, 1997
ARGENT SECURITIES, INC.
January 14, 1997 - January 27, 1997
DUKE & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 7/14/2009
Limited Representative-Equity Trader Exam24X National Exchange LLC
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
Long-Term Stock Exchange, Inc.
MEMX LLC
MIAX PEARL, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq MRX, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
VIRTU AMERICAS LLC
CRD#: 149823 / SEC#: , 8-68193
Contact information
FINRA licenses (51 States and Territories)
Documents
Disclosures
| Regulatory Event | 57 |
| Civil Event | 1 |
Red Flags
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