David W. Mays
Professional summary
David Wright Mays, CFP® is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Alpharetta, Georgia and TRUIST INVESTMENT SERVICES, INC. located in Alpharetta, Georgia.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. David has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view David Wright Mays's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2006
Experience
September 6, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 2520 Northwinds Pkwy Fl 4, Alpharetta, GA 30009December 10, 1997 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 2520 Northwinds Pkwy Fl 4, Alpharetta, GA 30009December 11, 1997 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
May 31, 1996 - December 1, 1997
FIDELITY DISTRIBUTORS COMPANY LLC
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/10/2023)
(5/22/2019)
(9/18/2025)
(6/13/2003)
(5/20/2021)
(12/11/1997)
(12/10/1997)
(9/6/2016)
(6/19/2017)
(8/6/2018)
(10/1/2019)
(4/12/2011)
(1/10/2005)
(9/18/2025)
(1/10/2005)
(7/17/2025)
(8/21/2025)
(6/15/2018)
(8/13/2018)
(11/7/2022)
(1/10/2005)
(9/27/2019)
(10/17/2024)
(1/14/2003)
(9/1/2017)
(1/10/2005)
(3/27/2015)
Exams
FINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
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