Phillips H. Ruben
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Phillips Herbert Ruben, CFP®, who also goes by Flip Ruben, Phillips H Ruben, was a registered financial professional .
Phillips is a previously registered financial professional and started their career in finance in 1996. Phillips had worked at 6 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2001
Experience
April 9, 2019 - October 30, 2020
WELLESLEY INVESTMENT PARTNERS, LLC
October 12, 2004 - May 29, 2019
VISION FINANCIAL PLANNING, LLC
January 2, 2004 - October 6, 2004
CAMBRIDGE INVESTMENT RESEARCH, INC.
April 14, 2002 - May 2, 2003
CAMBRIDGE INVESTMENT RESEARCH, INC.
March 4, 2002 - October 6, 2004
CAMBRIDGE INVESTMENT RESEARCH, INC.
October 23, 2001 - December 19, 2001
TRIAD ADVISORS LLC
May 24, 2001 - September 26, 2001
RAYMOND JAMES FINANCIAL SERVICES, INC.
June 18, 1996 - September 24, 1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WELLESLEY INVESTMENT PARTNERS, LLC
CRD#: 144984 / SEC#: 801-68361
Contact information
Red Flags
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